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FIVE OAKS INVT CORPORATION REIT
FIVE OAKS INVT CORPORATION REIT. Institutional holdings reported to the SEC.

Institutional Holders (2016Q1)
Portfolio Summary: 35 Institutional holders with a total value of $15,657,000.
#
Manager Name
Shares
Value ($)
%
Options
Notes
1 RENAISSANCE TECHNOLOGIES LLC 724,900 4,059,000 25.92%
2 FMR LLC 497,700 2,787,000 17.80%
3 VANGUARD GROUP INC 486,281 2,723,000 17.39%
4 CITIGROUP INC 317,595 1,778,000 11.36%
5 Pine River Capital Management L.P. 108,570 608,000 3.88%
6 WOLVERINE ASSET MANAGEMENT LLC 100,224 561,000 3.58%
7 BlackRock Institutional Trust Company, N.A. 76,559 429,000 2.74%
8 LADENBURG THALMANN FINANCIAL SERVICES INC. 71,124 398,000 2.54%
9 GEODE CAPITAL MANAGEMENT, LLC 66,937 374,000 2.39%
10 BlackRock Fund Advisors 34,551 193,000 1.23%
11 Invesco Ltd. 31,271 175,000 1.12%
12 PRICE T ROWE ASSOCIATES INC /MD/ 26,500 148,000 0.95%
13 ALPINE WOODS CAPITAL INVESTORS, LLC 25,000 140,000 0.89%
14 TWO SIGMA ADVISERS, LP 24,874 139,000 0.89%
15 STIFEL FINANCIAL CORP 23,611 132,000 0.84%
16 MACKENZIE FINANCIAL CORP 22,627 127,000 0.81%
17 NORTHERN TRUST CORP 21,968 123,000 0.79%
18 CALIFORNIA PUBLIC EMPLOYEES RETIREMENT SYSTEM 21,700 122,000 0.78%
19 MORGAN STANLEY 17,097 96,000 0.61%
20 SHEAFF BROCK INVESTMENT ADVISORS, LLC 14,900 83,000 0.53%
21 Bank of New York Mellon Corp 13,358 75,000 0.48%
22 SUSQUEHANNA INTERNATIONAL GROUP, LLP 12,637 71,000 0.45%
23 Virtu KCG Holdings LLC 12,587 70,000 0.45%
24 WHITEBOX ADVISORS LLC 11,900 67,000 0.43%
25 TWO SIGMA INVESTMENTS, LP 10,622 59,000 0.38%
26 SIMPLEX TRADING, LLC 8,201 45,000 0.29%
27 DEUTSCHE BANK AG\ 6,652 37,000 0.24%
28 BlackRock Investment Management, LLC 2,076 12,000 0.08%
29 Tower Research Capital LLC (TRC) 1,812 10,000 0.06%
30 MANUFACTURERS LIFE INSURANCE COMPANY, THE 910 5,000 0.03%
31 ROYAL BANK OF CANADA 824 5,000 0.03%
32 UBS Group AG 900 5,000 0.03%
33 Hudock, Inc. 285 1,000 0.01%
34 BARCLAYS PLC 76 0 0.00%
35 WELLS FARGO & COMPANY/MN 0 0 0.00%

From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.