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FIVE OAKS INVT CORPORATION REIT
FIVE OAKS INVT CORPORATION REIT. Institutional holdings reported to the SEC.

Institutional Holders (2016Q4)
Portfolio Summary: 34 Institutional holders with a total value of $32,273,000.
#
Manager Name
Shares
Value ($)
%
Options
Notes
1 XL GROUP INVESTMENTS LTD 4,051,275 20,135,000 62.39%
2 VANGUARD GROUP INC 770,364 3,829,000 11.86%
3 FMR LLC 497,700 2,474,000 7.67%
4 RENAISSANCE TECHNOLOGIES LLC 303,609 1,509,000 4.68%
5 DEUTSCHE BANK AG\ 131,137 651,000 2.02%
6 JPMORGAN CHASE & CO 107,199 533,000 1.65%
7 BlackRock Institutional Trust Company, N.A. 91,660 456,000 1.41%
8 GEODE CAPITAL MANAGEMENT, LLC 83,765 416,000 1.29%
9 LADENBURG THALMANN FINANCIAL SERVICES INC. 67,267 334,000 1.03%
10 TWO SIGMA INVESTMENTS, LP 60,691 302,000 0.94%
11 BlackRock Fund Advisors 40,276 200,000 0.62%
12 MACKENZIE FINANCIAL CORP 39,659 197,000 0.61%
13 Invesco Ltd. 37,573 187,000 0.58%
14 CITIGROUP INC 34,576 172,000 0.53%
15 PRICE T ROWE ASSOCIATES INC /MD/ 30,564 152,000 0.47%
16 NORTHERN TRUST CORP 26,706 133,000 0.41%
17 CALIFORNIA PUBLIC EMPLOYEES RETIREMENT SYSTEM 25,029 124,000 0.38%
18 Bank of New York Mellon Corp 24,061 119,000 0.37%
19 TWO SIGMA ADVISERS, LP 16,443 82,000 0.25%
20 Independent Order of Foresters 12,687 63,000 0.20%
21 Connor, Clark & Lunn Investment Management Ltd. 12,221 61,000 0.19%
22 SUSQUEHANNA INTERNATIONAL GROUP, LLP 10,135 50,000 0.15%
23 Tower Research Capital LLC (TRC) 8,819 44,000 0.14%
24 ROYAL BANK OF CANADA 2,577 13,000 0.04%
25 BlackRock Investment Management, LLC 2,328 12,000 0.04%
26 UBS Group AG 1,251 6,000 0.02%
27 MANUFACTURERS LIFE INSURANCE COMPANY, THE 1,263 6,000 0.02%
28 Hudock, Inc. 902 4,000 0.01%
29 BELLWETHER INVESTMENT GROUP, LLC 573 3,000 0.01%
30 Creative Planning 346 2,000 0.01%
31 Portfolio Strategies Inc 460 2,000 0.01%
32 WELLS FARGO & COMPANY/MN 232 1,000 0.00%
33 MORGAN STANLEY 125 1,000 0.00%
34 BARCLAYS PLC 76 0 0.00%

From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.