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FIVE OAKS INVT CORPORATION REIT
FIVE OAKS INVT CORPORATION REIT. Institutional holdings reported to the SEC.

Institutional Holders (2016Q2)
Portfolio Summary: 34 Institutional holders with a total value of $14,143,000.
#
Manager Name
Shares
Value ($)
%
Options
Notes
1 VANGUARD GROUP INC 628,511 3,445,000 24.36%
2 RENAISSANCE TECHNOLOGIES LLC 506,810 2,777,000 19.64%
3 FMR LLC 497,700 2,727,000 19.28%
4 CITIGROUP INC 293,651 1,609,000 11.38%
5 LADENBURG THALMANN FINANCIAL SERVICES INC. 78,284 429,000 3.03%
6 BlackRock Institutional Trust Company, N.A. 76,559 420,000 2.97%
7 WOLVERINE ASSET MANAGEMENT LLC 70,564 386,000 2.73%
8 GEODE CAPITAL MANAGEMENT, LLC 66,937 366,000 2.59%
9 DEPRINCE RACE & ZOLLO INC 42,000 230,000 1.63%
10 BlackRock Fund Advisors 33,953 186,000 1.32%
11 MACKENZIE FINANCIAL CORP 30,897 169,000 1.19%
12 Invesco Ltd. 30,723 168,000 1.19%
13 PRICE T ROWE ASSOCIATES INC /MD/ 26,500 145,000 1.03%
14 Bank of New York Mellon Corp 22,461 123,000 0.87%
15 NORTHERN TRUST CORP 21,968 120,000 0.85%
16 CALIFORNIA PUBLIC EMPLOYEES RETIREMENT SYSTEM 21,700 119,000 0.84%
17 STIFEL FINANCIAL CORP 21,611 118,000 0.83%
18 TWO SIGMA ADVISERS, LP 20,674 113,000 0.80%
19 SHEAFF BROCK INVESTMENT ADVISORS, LLC 14,900 82,000 0.58%
20 ALPINE WOODS CAPITAL INVESTORS, LLC 15,000 82,000 0.58%
21 PARAMETRIC PORTFOLIO ASSOCIATES LLC 12,586 69,000 0.49%
22 WHITEBOX ADVISORS LLC 11,900 65,000 0.46%
23 DEUTSCHE BANK AG\ 11,509 63,000 0.45%
24 SUSQUEHANNA INTERNATIONAL GROUP, LLP 10,300 56,000 0.40% Call
25 Tower Research Capital LLC (TRC) 3,534 20,000 0.14%
26 ROYAL BANK OF CANADA 2,672 15,000 0.11%
27 BlackRock Investment Management, LLC 2,019 11,000 0.08%
28 WELLS FARGO & COMPANY/MN 1,501 8,000 0.06%
29 GROUP ONE TRADING LLC 1,219 7,000 0.05%
30 MANUFACTURERS LIFE INSURANCE COMPANY, THE 1,096 6,000 0.04%
31 UBS Group AG 900 5,000 0.04%
32 BELLWETHER INVESTMENT GROUP, LLC 458 3,000 0.02%
33 Hudock, Inc. 295 1,000 0.01%
34 BARCLAYS PLC 76 0 0.00%

From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.