| # | % | |||||
|---|---|---|---|---|---|---|
| 1 | GUGGENHEIM CAPITAL LLC | 172,692 | 2,281,000 | 28.93% | ||
| 2 | Karpus Management, Inc. | 90,767 | 1,199,000 | 15.21% | ||
| 3 | WOLVERINE ASSET MANAGEMENT LLC | 79,341 | 1,048,000 | 13.29% | ||
| 4 | Horizon Kinetics LLC | 61,757 | 816,000 | 10.35% | ||
| 5 | Focused Wealth Management, Inc | 42,086 | 556,000 | 7.05% | ||
| 6 | MORGAN STANLEY | 33,360 | 441,000 | 5.59% | ||
| 7 | DOLIVER ADVISORS, LP | 24,111 | 319,000 | 4.05% | ||
| 8 | Invesco Ltd. | 20,682 | 273,000 | 3.46% | PRN | |
| 9 | LADENBURG THALMANN FINANCIAL SERVICES INC. | 13,984 | 185,000 | 2.35% | ||
| 10 | 683 Capital Management, LLC | 13,841 | 183,000 | 2.32% | ||
| 11 | TFS CAPITAL LLC | 12,126 | 160,000 | 2.03% | ||
| 12 | GRACE & WHITE INC /NY | 10,189 | 135,000 | 1.71% | ||
| 13 | CITIGROUP INC | 7,500 | 99,000 | 1.26% | ||
| 14 | BANK OF AMERICA CORP /DE/ | 5,895 | 78,000 | 0.99% | ||
| 15 | ROYAL BANK OF CANADA | 4,710 | 62,000 | 0.79% | ||
| 16 | UBS AG | 3,725 | 49,000 | 0.62% | ||
| 17 | WELLS FARGO & COMPANY/MN | 1 | 0 | 0.00% |
From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.
