| # | % | |||||
|---|---|---|---|---|---|---|
| 1 | GUGGENHEIM CAPITAL LLC | 172,616 | 2,244,000 | 29.02% | ||
| 2 | Karpus Management, Inc. | 99,699 | 1,297,000 | 16.77% | ||
| 3 | WOLVERINE ASSET MANAGEMENT LLC | 82,120 | 1,068,000 | 13.81% | ||
| 4 | Horizon Kinetics LLC | 50,957 | 663,000 | 8.57% | ||
| 5 | Focused Wealth Management, Inc | 41,648 | 542,000 | 7.01% | ||
| 6 | DOLIVER ADVISORS, LP | 41,333 | 538,000 | 6.96% | ||
| 7 | 683 Capital Management, LLC | 35,047 | 456,000 | 5.90% | ||
| 8 | LADENBURG THALMANN FINANCIAL SERVICES INC. | 14,003 | 182,000 | 2.35% | ||
| 9 | Invesco Ltd. | 12,055 | 157,000 | 2.03% | PRN | |
| 10 | MORGAN STANLEY | 10,449 | 136,000 | 1.76% | ||
| 11 | GRACE & WHITE INC /NY | 10,189 | 133,000 | 1.72% | ||
| 12 | BANK OF AMERICA CORP /DE/ | 7,095 | 92,000 | 1.19% | ||
| 13 | ROYAL BANK OF CANADA | 5,700 | 74,000 | 0.96% | ||
| 14 | CITIGROUP INC | 5,500 | 72,000 | 0.93% | ||
| 15 | UBS AG | 3,725 | 48,000 | 0.62% | ||
| 16 | AMERICAN INTERNATIONAL GROUP, INC. | 2,000 | 26,020 | 0.34% | ||
| 17 | Johnson Financial Group, Inc. | 117 | 2,000 | 0.03% | ||
| 18 | Ground Swell Capital, LLC | 116 | 2,000 | 0.03% | ||
| 19 | WELLS FARGO & COMPANY/MN | 0 | 0 | 0.00% |
From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.
