| # | % | |||||
|---|---|---|---|---|---|---|
| 1 | GUGGENHEIM CAPITAL LLC | 167,704 | 2,169,000 | 29.61% | ||
| 2 | Karpus Management, Inc. | 114,269 | 1,481,000 | 20.22% | ||
| 3 | MORGAN STANLEY | 50,776 | 658,000 | 8.98% | ||
| 4 | LAZARD ASSET MANAGEMENT LLC | 45,600 | 590,000 | 8.05% | PRN | |
| 5 | Focused Wealth Management, Inc | 36,607 | 474,000 | 6.47% | ||
| 6 | 683 Capital Management, LLC | 35,806 | 464,000 | 6.33% | ||
| 7 | Horizon Kinetics LLC | 30,957 | 401,000 | 5.47% | ||
| 8 | BANK OF AMERICA CORP /DE/ | 28,028 | 364,000 | 4.97% | ||
| 9 | Invesco Ltd. | 16,725 | 217,000 | 2.96% | PRN | |
| 10 | LADENBURG THALMANN FINANCIAL SERVICES INC. | 12,699 | 165,000 | 2.25% | ||
| 11 | UBS Group AG | 9,050 | 117,000 | 1.60% | ||
| 12 | ROYAL BANK OF CANADA | 5,700 | 74,000 | 1.01% | ||
| 13 | CITIGROUP INC | 5,650 | 73,000 | 1.00% | ||
| 14 | AMERICAN INTERNATIONAL GROUP, INC. | 2,011 | 26,057 | 0.36% | ||
| 15 | GUPTA WEALTH MANAGEMENT LLC | 2,000 | 26,000 | 0.35% | ||
| 16 | DEUTSCHE BANK AG\ | 1,180 | 15,000 | 0.20% | ||
| 17 | WELLS FARGO & COMPANY/MN | 754 | 10,000 | 0.14% | ||
| 18 | Johnson Financial Group, Inc. | 117 | 2,000 | 0.03% |
From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.
