| 1 |
GUGGENHEIM CAPITAL LLC |
177,796 |
2,499,000 |
24.75% |
|
|
| 2 |
Karpus Management, Inc. |
122,998 |
1,728,000 |
17.11% |
|
|
| 3 |
Invesco Ltd. |
102,610 |
1,442,000 |
14.28% |
|
|
| 4 |
LAZARD ASSET MANAGEMENT LLC |
45,600 |
640,000 |
6.34% |
|
PRN |
| 5 |
Focused Wealth Management, Inc |
42,672 |
600,000 |
5.94% |
|
|
| 6 |
BANK OF AMERICA CORP /DE/ |
37,645 |
529,000 |
5.24% |
|
|
| 7 |
MORGAN STANLEY |
36,888 |
518,000 |
5.13% |
|
|
| 8 |
RELATIVE VALUE PARTNERS GROUP, LLC |
31,995 |
439,000 |
4.35% |
|
|
| 9 |
Horizon Kinetics LLC |
30,957 |
435,000 |
4.31% |
|
|
| 10 |
Raymond James Financial Services Advisors, Inc. |
17,809 |
250,000 |
2.48% |
|
|
| 11 |
UBS Group AG |
17,738 |
249,000 |
2.47% |
|
|
| 12 |
GRACE & WHITE INC /NY |
17,147 |
241,000 |
2.39% |
|
|
| 13 |
LADENBURG THALMANN FINANCIAL SERVICES INC. |
15,706 |
221,000 |
2.19% |
|
|
| 14 |
ROYAL BANK OF CANADA |
6,535 |
92,000 |
0.91% |
|
|
| 15 |
CITIGROUP INC |
4,234 |
59,000 |
0.58% |
|
|
| 16 |
MSI Financial Services Inc |
3,800 |
53,000 |
0.52% |
|
|
| 17 |
GUPTA WEALTH MANAGEMENT LLC |
2,000 |
28,000 |
0.28% |
|
|
| 18 |
WELLS FARGO & COMPANY/MN |
1,753 |
25,000 |
0.25% |
|
|
| 19 |
BANK OF MONTREAL /CAN/ |
984 |
14,000 |
0.14% |
|
|
| 20 |
AMERICAN INTERNATIONAL GROUP, INC. |
1,011 |
14,000 |
0.14% |
|
|
| 21 |
WOLVERINE ASSET MANAGEMENT LLC |
900 |
12,000 |
0.12% |
|
|
| 22 |
Community Bank, N.A. |
510 |
7,000 |
0.07% |
|
|
| 23 |
Tower Research Capital LLC (TRC) |
267 |
4,000 |
0.04% |
|
|
