| # | % | |||||
|---|---|---|---|---|---|---|
| 1 | Community Bank, N.A. | 510 | 7,000 | 0.07% | ||
| 2 | WELLS FARGO & COMPANY/MN | 1,509 | 20,000 | 0.19% | ||
| 3 | Creative Planning | 2,000 | 26,000 | 0.25% | ||
| 4 | ADVISOR GROUP, INC. | 2,010 | 26,000 | 0.25% | ||
| 5 | MSI Financial Services Inc | 3,800 | 50,000 | 0.47% | ||
| 6 | WOLVERINE ASSET MANAGEMENT LLC | 10,080 | 132,000 | 1.24% | ||
| 7 | ROYAL BANK OF CANADA | 14,220 | 186,000 | 1.75% | ||
| 8 | LADENBURG THALMANN FINANCIAL SERVICES INC. | 15,706 | 206,000 | 1.94% | ||
| 9 | GRACE & WHITE INC /NY | 15,751 | 206,000 | 1.94% | ||
| 10 | King Wealth Management Group | 17,350 | 227,000 | 2.14% | ||
| 11 | Raymond James Financial Services Advisors, Inc. | 17,772 | 233,000 | 2.20% | ||
| 12 | UBS Group AG | 19,111 | 251,000 | 2.37% | ||
| 13 | DEUTSCHE BANK AG\ | 20,575 | 269,000 | 2.54% | ||
| 14 | MORGAN STANLEY | 25,781 | 338,000 | 3.19% | ||
| 15 | Horizon Kinetics LLC | 28,857 | 378,000 | 3.57% | ||
| 16 | RELATIVE VALUE PARTNERS GROUP, LLC | 31,995 | 419,000 | 3.95% | ||
| 17 | BANK OF AMERICA CORP /DE/ | 43,207 | 567,000 | 5.35% | ||
| 18 | LAZARD ASSET MANAGEMENT LLC | 49,100 | 643,000 | 6.06% | PRN | |
| 19 | Focused Wealth Management, Inc | 55,716 | 730,000 | 6.88% | ||
| 20 | Karpus Management, Inc. | 122,601 | 1,607,000 | 15.16% | ||
| 21 | Invesco Ltd. | 149,795 | 1,964,000 | 18.52% | ||
| 22 | GUGGENHEIM CAPITAL LLC | 161,569 | 2,118,000 | 19.98% |
From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.
