| # | % | |||||
|---|---|---|---|---|---|---|
| 1 | MORGAN STANLEY | 60,427 | 848,000 | 36.43% | ||
| 2 | UBS AG | 36,433 | 512,000 | 21.99% | ||
| 3 | NATIONAL PLANNING CORP | 16,800 | 240,000 | 10.31% | ||
| 4 | KMS FINANCIAL SERVICES, INC | 15,000 | 211,000 | 9.06% | ||
| 5 | LPL Financial LLC | 11,349 | 159,000 | 6.83% | ||
| 6 | PNC FINANCIAL SERVICES GROUP, INC. | 8,728 | 122,000 | 5.24% | ||
| 7 | WELLS FARGO & COMPANY/MN | 8,467 | 118,000 | 5.07% | ||
| 8 | BANK OF AMERICA CORP /DE/ | 2,374 | 33,000 | 1.42% | ||
| 9 | ROYAL BANK OF CANADA | 2,000 | 28,000 | 1.20% | ||
| 10 | TCI Wealth Advisors, Inc. | 2,000 | 28,000 | 1.20% | ||
| 11 | AMERIPRISE FINANCIAL INC | 941 | 13,000 | 0.56% | ||
| 12 | CITIGROUP INC | 488 | 7,000 | 0.30% | ||
| 13 | Apriem Advisors | 330 | 5,000 | 0.21% | ||
| 14 | MSI Financial Services Inc | 300 | 4,000 | 0.17% | ||
| 15 | Tower Research Capital LLC (TRC) | 0 | 0 | 0.00% |
From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.
