| # | % | |||||
|---|---|---|---|---|---|---|
| 1 | MORGAN STANLEY | 62,740 | 914,000 | 46.61% | ||
| 2 | NATIONAL PLANNING CORP | 17,700 | 258,000 | 13.16% | ||
| 3 | UBS AG | 13,371 | 195,000 | 9.94% | ||
| 4 | LPL Financial LLC | 11,361 | 166,000 | 8.47% | ||
| 5 | PNC FINANCIAL SERVICES GROUP, INC. | 8,728 | 128,000 | 6.53% | ||
| 6 | WELLS FARGO & COMPANY/MN | 8,467 | 124,000 | 6.32% | ||
| 7 | MSI Financial Services Inc | 3,555 | 52,000 | 2.65% | ||
| 8 | BANK OF AMERICA CORP /DE/ | 2,374 | 35,000 | 1.78% | ||
| 9 | ROYAL BANK OF CANADA | 2,000 | 29,000 | 1.48% | ||
| 10 | TCI Wealth Advisors, Inc. | 2,000 | 29,000 | 1.48% | ||
| 11 | AMERIPRISE FINANCIAL INC | 941 | 14,000 | 0.71% | ||
| 12 | CITIGROUP INC | 835 | 12,000 | 0.61% | ||
| 13 | Apriem Advisors | 330 | 5,000 | 0.25% | ||
| 14 | Tower Research Capital LLC (TRC) | 4 | 0 | 0.00% |
From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.
