| # | % | |||||
|---|---|---|---|---|---|---|
| 1 | MORGAN STANLEY | 69,038 | 1,132,000 | 44.92% | ||
| 2 | NATIONAL PLANNING CORP | 24,385 | 423,000 | 16.79% | ||
| 3 | Commonwealth Equity Services, Inc | 12,425 | 204,000 | 8.10% | ||
| 4 | LPL Financial LLC | 10,385 | 171,000 | 6.79% | ||
| 5 | WELLS FARGO & COMPANY/MN | 9,208 | 151,000 | 5.99% | ||
| 6 | MSI Financial Services Inc | 7,587 | 124,000 | 4.92% | ||
| 7 | LADENBURG THALMANN FINANCIAL SERVICES INC. | 5,000 | 82,000 | 3.25% | ||
| 8 | UBS Group AG | 4,946 | 81,000 | 3.21% | ||
| 9 | BANK OF AMERICA CORP /DE/ | 2,875 | 47,000 | 1.87% | ||
| 10 | Orion Porfolio Solutions, LLC | 2,000 | 33,000 | 1.31% | ||
| 11 | ROYAL BANK OF CANADA | 2,000 | 33,000 | 1.31% | ||
| 12 | TCI Wealth Advisors, Inc. | 2,000 | 33,000 | 1.31% | ||
| 13 | Apriem Advisors | 330 | 5,000 | 0.20% | ||
| 14 | Tower Research Capital LLC (TRC) | 79 | 1,000 | 0.04% |
From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.
