| # | % | |||||
|---|---|---|---|---|---|---|
| 1 | MORGAN STANLEY | 66,579 | 1,009,000 | 48.09% | ||
| 2 | NATIONAL PLANNING CORP | 24,385 | 371,000 | 17.68% | ||
| 3 | UBS AG | 12,445 | 189,000 | 9.01% | ||
| 4 | LPL Financial LLC | 11,377 | 173,000 | 8.25% | ||
| 5 | PNC FINANCIAL SERVICES GROUP, INC. | 8,728 | 132,000 | 6.29% | ||
| 6 | WELLS FARGO & COMPANY/MN | 4,167 | 63,000 | 3.00% | ||
| 7 | MSI Financial Services Inc | 3,995 | 61,000 | 2.91% | ||
| 8 | TCI Wealth Advisors, Inc. | 2,000 | 30,000 | 1.43% | ||
| 9 | ROYAL BANK OF CANADA | 2,000 | 30,000 | 1.43% | ||
| 10 | BANK OF AMERICA CORP /DE/ | 1,400 | 21,000 | 1.00% | ||
| 11 | AMERIPRISE FINANCIAL INC | 941 | 14,000 | 0.67% | ||
| 12 | Apriem Advisors | 330 | 5,000 | 0.24% | ||
| 13 | Tower Research Capital LLC (TRC) | 4 | 0 | 0.00% |
From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.
