| # | % | |||||
|---|---|---|---|---|---|---|
| 1 | MORGAN STANLEY | 75,169 | 1,238,000 | 48.02% | ||
| 2 | LPL Financial LLC | 18,518 | 313,000 | 12.14% | ||
| 3 | NATIONAL PLANNING CORP | 17,700 | 306,000 | 11.87% | ||
| 4 | WELLS FARGO & COMPANY/MN | 11,608 | 191,000 | 7.41% | ||
| 5 | MSI Financial Services Inc | 11,578 | 191,000 | 7.41% | ||
| 6 | UBS Group AG | 4,954 | 82,000 | 3.18% | ||
| 7 | LADENBURG THALMANN FINANCIAL SERVICES INC. | 5,000 | 82,000 | 3.18% | ||
| 8 | BANK OF AMERICA CORP /DE/ | 2,875 | 47,000 | 1.82% | ||
| 9 | TCI Wealth Advisors, Inc. | 2,000 | 33,000 | 1.28% | ||
| 10 | ROYAL BANK OF CANADA | 2,000 | 33,000 | 1.28% | ||
| 11 | Orion Porfolio Solutions, LLC | 2,000 | 33,000 | 1.28% | ||
| 12 | CITIGROUP INC | 1,412 | 23,000 | 0.89% | ||
| 13 | Apriem Advisors | 330 | 5,000 | 0.19% | ||
| 14 | Tower Research Capital LLC (TRC) | 48 | 1,000 | 0.04% |
From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.
