| # | % | |||||
|---|---|---|---|---|---|---|
| 1 | MORGAN STANLEY | 70,088 | 1,182,000 | 31.00% | ||
| 2 | LPL Financial LLC | 65,389 | 1,101,000 | 28.87% | ||
| 3 | MSI Financial Services Inc | 19,722 | 333,000 | 8.73% | ||
| 4 | NATIONAL PLANNING CORP | 16,600 | 275,000 | 7.21% | ||
| 5 | WELLS FARGO & COMPANY/MN | 14,608 | 247,000 | 6.48% | ||
| 6 | Stratos Wealth Partners, LTD. | 10,345 | 174,000 | 4.56% | ||
| 7 | UBS Group AG | 8,198 | 138,000 | 3.62% | ||
| 8 | LADENBURG THALMANN FINANCIAL SERVICES INC. | 5,000 | 84,000 | 2.20% | ||
| 9 | BANK OF AMERICA CORP /DE/ | 4,702 | 79,000 | 2.07% | ||
| 10 | AMERICAN INTERNATIONAL GROUP, INC. | 3,775 | 64,000 | 1.68% | ||
| 11 | ROYAL BANK OF CANADA | 2,785 | 47,000 | 1.23% | ||
| 12 | Orion Porfolio Solutions, LLC | 2,000 | 34,000 | 0.89% | ||
| 13 | TCI Wealth Advisors, Inc. | 2,000 | 34,000 | 0.89% | ||
| 14 | CITIGROUP INC | 893 | 15,000 | 0.39% | ||
| 15 | Apriem Advisors | 330 | 6,000 | 0.16% |
From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.
