| # | % | |||||
|---|---|---|---|---|---|---|
| 1 | LPL Financial LLC | 79,797 | 1,375,000 | 31.83% | ||
| 2 | MORGAN STANLEY | 75,924 | 1,311,000 | 30.35% | ||
| 3 | MSI Financial Services Inc | 20,932 | 361,000 | 8.36% | ||
| 4 | NATIONAL PLANNING CORP | 16,600 | 289,000 | 6.69% | ||
| 5 | WELLS FARGO & COMPANY/MN | 16,358 | 282,000 | 6.53% | ||
| 6 | Stratos Wealth Partners, LTD. | 10,345 | 179,000 | 4.14% | ||
| 7 | BANK OF AMERICA CORP /DE/ | 8,702 | 150,000 | 3.47% | ||
| 8 | AMERICAN INTERNATIONAL GROUP, INC. | 5,925 | 102,000 | 2.36% | ||
| 9 | LADENBURG THALMANN FINANCIAL SERVICES INC. | 5,000 | 86,000 | 1.99% | ||
| 10 | UBS Group AG | 4,922 | 85,000 | 1.97% | ||
| 11 | ROYAL BANK OF CANADA | 2,785 | 48,000 | 1.11% | ||
| 12 | Orion Porfolio Solutions, LLC | 2,000 | 35,000 | 0.81% | ||
| 13 | Apriem Advisors | 330 | 6,000 | 0.14% | ||
| 14 | Tower Research Capital LLC (TRC) | 323 | 6,000 | 0.14% | ||
| 15 | CITIGROUP INC | 290 | 5,000 | 0.12% |
From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.
