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CLAYMORE EXCHANGE TRD FD TR
CLAYMORE EXCHANGE TRD FD TR. Institutional holdings reported to the SEC.

Institutional Holders (2015Q4)
Portfolio Summary: 41 Institutional holders with a total value of $44,470,000.
#
Manager Name
Shares
Value ($)
%
Options
Notes
1 LPL Financial LLC 245,876 8,549,000 19.22%
2 BANK OF AMERICA CORP /DE/ 144,731 5,041,000 11.34%
3 CREDIT SUISSE AG/ 107,342 3,739,000 8.41%
4 CWM, LLC 93,633 3,261,000 7.33%
5 Commonwealth Equity Services, Inc 73,706 2,567,000 5.77%
6 CITADEL ADVISORS LLC 64,499 2,247,000 5.05%
7 BANQUE PICTET & CIE SA 62,831 2,188,000 4.92%
8 Bank Pictet & Cie (Europe) AG 62,831 2,188,000 4.92%
9 MORGAN STANLEY 58,653 2,043,000 4.59%
10 SHARKEY, HOWES & JAVER 39,611 1,380,000 3.10%
11 B. Riley Wealth Advisors, Inc. 37,139 1,294,000 2.91%
12 SUSQUEHANNA INTERNATIONAL GROUP, LLP 33,782 1,177,000 2.65%
13 ETRADE Capital Management LLC 22,196 773,000 1.74%
14 UNITED CAPITAL FINANCIAL ADVISORS, LLC 19,606 683,000 1.54%
15 WELLS FARGO & COMPANY/MN 19,204 669,000 1.50%
16 Investors Capital Advisory Services 17,390 605,000 1.36%
17 PNC FINANCIAL SERVICES GROUP, INC. 16,480 574,000 1.29%
18 LADENBURG THALMANN FINANCIAL SERVICES INC. 14,920 520,000 1.17%
19 ROYAL BANK OF CANADA 14,665 511,000 1.15%
20 CIBC WORLD MARKET INC. 13,818 481,000 1.08%
21 IFP ADVISORS, INC 13,625 475,000 1.07%
22 Cambridge Investment Research Advisors, Inc. 13,512 471,000 1.06%
23 Virtu KCG Holdings LLC 13,097 456,000 1.03%
24 VICUS CAPITAL 11,510 401,000 0.90%
25 JANE STREET GROUP, LLC 11,086 386,000 0.87%
26 GOLDMAN SACHS GROUP INC 10,662 371,000 0.83%
27 RAYMOND JAMES & ASSOCIATES 10,634 370,000 0.83%
28 INVESTMENT CENTERS OF AMERICA INC 8,971 311,000 0.70%
29 MANUFACTURERS LIFE INSURANCE COMPANY, THE 7,264 253,000 0.57%
30 ENVESTNET ASSET MANAGEMENT INC 4,640 162,000 0.36%
31 UBS Group AG 3,067 107,000 0.24%
32 VALLEY NATIONAL ADVISERS INC 1,646 57,000 0.13%
33 Creative Planning 1,581 55,000 0.12%
34 MSI Financial Services Inc 1,365 48,000 0.11%
35 ASSET DEDICATION, LLC 630 22,000 0.05%
36 NEXT Financial Group, Inc 445 15,000 0.03%
37 CITIGROUP INC 265 9,000 0.02%
38 Brick & Kyle, Associates 200 7,000 0.02%
39 AMERICAN INTERNATIONAL GROUP, INC. 115 4,000 0.01%
40 Parallax Volatility Advisers, L.P. 1 0 0.00%
41 Argentus Capital Management, LLC 0 0 0.00%

From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.