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CLAYMORE EXCHANGE TRD FD TR
CLAYMORE EXCHANGE TRD FD TR. Institutional holdings reported to the SEC.

Institutional Holders (2014Q4)
Portfolio Summary: 38 Institutional holders with a total value of $39,699,653.
#
Manager Name
Shares
Value ($)
%
Options
Notes
1 BANK OF AMERICA CORP /DE/ 212,769 8,026,000 20.22%
2 LPL Financial LLC 140,645 5,305,000 13.36%
3 WELLS FARGO & COMPANY/MN 89,953 3,393,000 8.55%
4 CWM, LLC 70,792 2,670,000 6.73%
5 Commonwealth Equity Services, Inc 58,494 2,206,000 5.56%
6 MORGAN STANLEY 51,954 1,959,000 4.93%
7 Cambridge Investment Research Advisors, Inc. 43,684 1,648,000 4.15%
8 LADENBURG THALMANN FINANCIAL SERVICES INC. 39,064 1,473,000 3.71%
9 SUSQUEHANNA INTERNATIONAL GROUP, LLP 38,560 1,451,000 3.65%
10 Cetera Advisor Networks LLC 38,150 1,439,000 3.62%
11 ETRADE Capital Management LLC 34,728 1,310,000 3.30%
12 B. Riley Wealth Advisors, Inc. 33,770 1,274,000 3.21%
13 GOLDMAN SACHS GROUP INC 24,082 908,000 2.29%
14 SG Americas Securities, LLC 22,667 855,000 2.15%
15 VICUS CAPITAL 22,126 835,000 2.10%
16 Raymond James Financial Services Advisors, Inc. 19,125 721,000 1.82%
17 Investors Capital Advisory Services 18,340 691,000 1.74%
18 Carnegie Investment Counsel 14,615 557,000 1.40%
19 RAYMOND JAMES & ASSOCIATES 13,219 499,000 1.26%
20 UBS Group AG 11,808 445,000 1.12%
21 J.P. Turner & Co Capital Mnagement, LLC 11,042 415,000 1.05%
22 WILBANKS SMITH & THOMAS ASSET MANAGEMENT LLC 10,980 414,000 1.04%
23 IFC Holdings Incorporated/FL 8,152 312,000 0.79%
24 ROYAL BANK OF CANADA 7,299 276,000 0.70%
25 First Allied Advisory Services, Inc. 5,998 226,000 0.57%
26 MSI Financial Services Inc 3,186 120,000 0.30%
27 Creative Planning 2,200 83,000 0.21%
28 MANUFACTURERS LIFE INSURANCE COMPANY, THE 1,997 75,000 0.19%
29 WFG Advisors, LP 887 33,000 0.08%
30 NATIONAL PLANNING CORP 800 30,151 0.08%
31 AMERICAN INTERNATIONAL GROUP, INC. 323 12,184 0.03%
32 CITIGROUP INC 326 12,000 0.03%
33 FineMark National Bank & Trust 200 8,000 0.02%
34 Brick & Kyle, Associates 200 8,000 0.02%
35 Simplicity Solutions, LLC 194 7,318 0.02%
36 Financial Architects, Inc 71 3,000 0.01%
37 ENVESTNET ASSET MANAGEMENT INC 2 0 0.00%
38 Parallax Volatility Advisers, L.P. 1 0 0.00%

From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.