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CLAYMORE EXCHANGE TRD FD TR
CLAYMORE EXCHANGE TRD FD TR. Institutional holdings reported to the SEC.

Institutional Holders (2015Q3)
Portfolio Summary: 39 Institutional holders with a total value of $70,839,000.
#
Manager Name
Shares
Value ($)
%
Options
Notes
1 J.P. Turner & Co Capital Mnagement, LLC 827,772 28,921,000 40.83%
2 BANK OF AMERICA CORP /DE/ 195,097 6,817,000 9.62%
3 LPL Financial LLC 137,946 4,985,000 7.04%
4 MORGAN STANLEY 102,207 3,571,000 5.04%
5 Commonwealth Equity Services, Inc 67,966 2,375,000 3.35%
6 CWM, LLC 64,021 2,237,000 3.16%
7 SUSQUEHANNA INTERNATIONAL GROUP, LLP 63,679 2,225,000 3.14%
8 SHARKEY, HOWES & JAVER 61,025 2,139,000 3.02%
9 JANE STREET GROUP, LLC 51,046 1,784,000 2.52%
10 Virtu KCG Holdings LLC 44,182 1,544,000 2.18%
11 BANQUE PICTET & CIE SA 43,416 1,517,000 2.14%
12 Bank Pictet & Cie (Europe) AG 43,416 1,517,000 2.14%
13 B. Riley Wealth Advisors, Inc. 38,014 1,329,000 1.88%
14 CREDIT SUISSE AG/ 35,741 1,249,000 1.76%
15 CITADEL ADVISORS LLC 31,090 1,086,000 1.53%
16 WELLS FARGO & COMPANY/MN 27,860 974,000 1.37%
17 ETRADE Capital Management LLC 25,686 897,000 1.27%
18 LADENBURG THALMANN FINANCIAL SERVICES INC. 25,450 889,000 1.25%
19 Investors Capital Advisory Services 17,890 625,000 0.88%
20 PNC FINANCIAL SERVICES GROUP, INC. 17,379 607,000 0.86%
21 GOLDMAN SACHS GROUP INC 13,790 482,000 0.68%
22 VICUS CAPITAL 11,546 403,000 0.57%
23 RAYMOND JAMES & ASSOCIATES 10,634 372,000 0.53%
24 INVESTMENT CENTERS OF AMERICA INC 10,428 365,000 0.52%
25 ROYAL BANK OF CANADA 10,308 360,000 0.51%
26 Cambridge Investment Research Advisors, Inc. 9,586 335,000 0.47%
27 Carnegie Investment Counsel 8,821 323,000 0.46%
28 UBS Group AG 7,353 257,000 0.36%
29 MANUFACTURERS LIFE INSURANCE COMPANY, THE 5,499 192,000 0.27%
30 ENVESTNET ASSET MANAGEMENT INC 4,636 162,000 0.23%
31 Argentus Capital Management, LLC 2,662 93,000 0.13%
32 Strategic Capital Alternatives LLC 2,662 93,000 0.13%
33 Creative Planning 1,581 55,000 0.08%
34 NEXT Financial Group, Inc 445 15,000 0.02%
35 MSI Financial Services Inc 402 14,000 0.02%
36 CITIGROUP INC 334 12,000 0.02%
37 AMERICAN INTERNATIONAL GROUP, INC. 323 11,000 0.02%
38 Brick & Kyle, Associates 200 7,000 0.01%
39 Parallax Volatility Advisers, L.P. 1 0 0.00%

From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.