Dark
Light
System
Security
CLAYMORE EXCHANGE TRD FD TR
CLAYMORE EXCHANGE TRD FD TR. Institutional holdings reported to the SEC.

Institutional Holders (2014Q2)
Portfolio Summary: 27 Institutional holders with a total value of $26,607,709.
#
Manager Name
Shares
Value ($)
%
Options
Notes
1 BANK OF AMERICA CORP /DE/ 125,455 4,760,000 17.89%
2 LPL Financial LLC 110,758 4,202,000 15.79%
3 WELLS FARGO & COMPANY/MN 84,080 3,190,000 11.99%
4 Cetera Advisor Networks LLC 47,109 1,788,000 6.72%
5 MORGAN STANLEY 40,504 1,537,000 5.78%
6 ETRADE Capital Management LLC 39,995 1,517,000 5.70%
7 Commonwealth Equity Services, Inc 37,975 1,441,000 5.42%
8 SG Americas Securities, LLC 31,680 1,202,000 4.52%
9 B. Riley Wealth Advisors, Inc. 61,000 1,158,327 4.35%
10 LADENBURG THALMANN FINANCIAL SERVICES INC. 28,524 1,082,000 4.07%
11 Investors Capital Advisory Services 26,533 1,006,000 3.78%
12 SUSQUEHANNA INTERNATIONAL GROUP, LLP 24,718 938,000 3.53%
13 Raymond James Financial Services Advisors, Inc. 19,242 730,000 2.74%
14 Atria Investments, Inc 19,119 725,000 2.72%
15 Cambridge Investment Research Advisors, Inc. 10,338 392,000 1.47%
16 IFC Holdings Incorporated/FL 8,030 302,000 1.14%
17 VSR Financial Services, Inc. 7,617 289,000 1.09%
18 UBS AG 2,258 86,000 0.32%
19 MSI Financial Services Inc 2,050 78,000 0.29%
20 Creative Planning 1,676 64,000 0.24%
21 WFG Advisors, LP 1,095 42,000 0.16%
22 NEXT Financial Group, Inc 931 35,000 0.13%
23 AMERIPRISE FINANCIAL INC 306 12,000 0.05%
24 CITIGROUP INC 326 12,000 0.05%
25 Winslow, Evans & Crocker, Inc. 300 11,382 0.04%
26 MANUFACTURERS LIFE INSURANCE COMPANY, THE 135 5,000 0.02%
27 Financial Architects, Inc 71 3,000 0.01%

From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.