| 1 |
Nantahala Capital Management, LLC |
2,974,933 |
6,069,000 |
28.79% |
|
|
| 2 |
Third Security, LLC |
1,805,000 |
3,682,000 |
17.47% |
|
|
| 3 |
BlackRock Institutional Trust Company, N.A. |
1,074,608 |
2,192,000 |
10.40% |
|
|
| 4 |
683 Capital Management, LLC |
1,062,500 |
2,168,000 |
10.28% |
|
|
| 5 |
Opaleye Management Inc. |
698,300 |
1,425,000 |
6.76% |
|
|
| 6 |
VANGUARD GROUP INC |
637,005 |
1,299,000 |
6.16% |
|
|
| 7 |
DEUTSCHE BANK AG\ |
456,475 |
931,000 |
4.42% |
|
|
| 8 |
DIMENSIONAL FUND ADVISORS LP |
251,892 |
514,000 |
2.44% |
|
|
| 9 |
WELLS FARGO & COMPANY/MN |
213,085 |
435,000 |
2.06% |
|
|
| 10 |
RENAISSANCE TECHNOLOGIES LLC |
196,292 |
400,000 |
1.90% |
|
|
| 11 |
BRIDGEWAY CAPITAL MANAGEMENT, LLC |
150,500 |
307,000 |
1.46% |
|
|
| 12 |
BANK OF AMERICA CORP /DE/ |
97,887 |
200,000 |
0.95% |
|
|
| 13 |
JACOBS LEVY EQUITY MANAGEMENT, INC |
97,563 |
199,000 |
0.94% |
|
|
| 14 |
ESSEX INVESTMENT MANAGEMENT CO LLC |
95,000 |
194,000 |
0.92% |
|
|
| 15 |
GEODE CAPITAL MANAGEMENT, LLC |
95,309 |
194,000 |
0.92% |
|
|
| 16 |
BlackRock Fund Advisors |
90,004 |
184,000 |
0.87% |
|
|
| 17 |
GOLDMAN SACHS GROUP INC |
54,780 |
112,000 |
0.53% |
|
|
| 18 |
Connor, Clark & Lunn Investment Management Ltd. |
49,000 |
110,000 |
0.52% |
|
|
| 19 |
NORTHERN TRUST CORP |
49,913 |
102,000 |
0.48% |
|
|
| 20 |
CITADEL ADVISORS LLC |
39,048 |
80,000 |
0.38% |
|
|
| 21 |
MORGAN STANLEY |
35,806 |
74,000 |
0.35% |
|
|
| 22 |
CREDIT SUISSE AG/ |
20,506 |
42,000 |
0.20% |
|
|
| 23 |
Bank of New York Mellon Corp |
15,750 |
32,000 |
0.15% |
|
|
| 24 |
CORNERSTONE CAPITAL MANAGEMENT HOLDINGS LLC. |
15,400 |
31,000 |
0.15% |
|
|
| 25 |
GM Advisory Group, LLC |
15,000 |
28,000 |
0.13% |
|
|
| 26 |
GUGGENHEIM CAPITAL LLC |
10,764 |
22,000 |
0.10% |
|
|
| 27 |
Ancora Advisors LLC |
10,000 |
20,000 |
0.09% |
|
|
| 28 |
BLACKROCK ADVISORS LLC |
5,736 |
12,000 |
0.06% |
|
|
| 29 |
UBS AG |
5,300 |
11,000 |
0.05% |
|
|
| 30 |
CITIGROUP INC |
2,688 |
5,000 |
0.02% |
|
|
| 31 |
Nationwide Fund Advisors |
1,324 |
3,000 |
0.01% |
|
|
| 32 |
MANUFACTURERS LIFE INSURANCE COMPANY, THE |
1,026 |
2,000 |
0.01% |
|
|
| 33 |
BNP PARIBAS FINANCIAL MARKETS |
691 |
1,175 |
0.01% |
|
|
| 34 |
GLOBEFLEX CAPITAL L P |
876 |
1,000 |
0.00% |
|
|
| 35 |
Creative Planning |
46 |
0 |
0.00% |
|
|
| 36 |
NOMURA HOLDINGS INC |
200 |
0 |
0.00% |
|
|
