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CODEXIS INC
CODEXIS INC. Institutional holdings reported to the SEC.

Institutional Holders (2016Q4)
Portfolio Summary: 61 Institutional holders with a total value of $111,109,286.
#
Manager Name
Shares
Value ($)
%
Options
Notes
1 Nantahala Capital Management, LLC 5,602,041 25,769,000 23.19%
2 VIVO CAPITAL, LLC 5,294,825 24,356,000 21.92%
3 FMR LLC 2,055,916 9,457,000 8.51%
4 BlackRock Institutional Trust Company, N.A. 1,237,656 5,693,000 5.12%
5 BAILLIE GIFFORD & CO 1,185,133 5,451,000 4.91%
6 Opaleye Management Inc. 1,170,000 5,382,000 4.84%
7 BlackRock Fund Advisors 1,107,455 5,094,000 4.58%
8 VANGUARD GROUP INC 1,043,828 4,802,000 4.32%
9 RENAISSANCE TECHNOLOGIES LLC 859,100 3,952,000 3.56%
10 WILLIAM BLAIR INVESTMENT MANAGEMENT, LLC 703,930 3,238,000 2.91%
11 STATE STREET CORP 451,422 2,076,000 1.87%
12 NORTHERN TRUST CORP 358,958 1,651,000 1.49%
13 PRESCOTT GROUP CAPITAL MANAGEMENT, L.L.C. 288,275 1,326,000 1.19%
14 BRIDGEWAY CAPITAL MANAGEMENT, LLC 266,000 1,224,000 1.10%
15 GEODE CAPITAL MANAGEMENT, LLC 217,453 1,000,000 0.90%
16 ZACKS INVESTMENT MANAGEMENT 204,445 940,000 0.85%
17 PALISADE CAPITAL MANAGEMENT, LP 182,000 837,000 0.75%
18 ESSEX INVESTMENT MANAGEMENT CO LLC 161,637 744,000 0.67%
19 Spark Investment Management LLC 151,200 695,000 0.63%
20 STRS OHIO 131,500 604,000 0.54%
21 BlackRock Investment Management, LLC 123,639 569,000 0.51%
22 Bank of New York Mellon Corp 123,212 567,000 0.51%
23 AXA S.A. 117,770 542,000 0.49%
24 MORGAN STANLEY 101,958 469,000 0.42%
25 TIAA CREF INVESTMENT MANAGEMENT LLC 101,195 465,000 0.42%
26 OXFORD ASSET MANAGEMENT LLP 76,389 351,000 0.32%
27 COMPREHENSIVE PORTFOLIO MANAGEMENT, LLC 73,136 336,000 0.30%
28 CALIFORNIA STATE TEACHERS RETIREMENT SYSTEM 68,898 317,000 0.29%
29 SUSQUEHANNA INTERNATIONAL GROUP, LLP 62,613 288,000 0.26%
30 TEACHERS ADVISORS, LLC 58,017 267,000 0.24%
31 CHARLES SCHWAB INVESTMENT MANAGEMENT INC 55,370 255,000 0.23%
32 ALAMBIC INVESTMENT MANAGEMENT, L.P. 49,714 229,000 0.21%
33 WELLS FARGO & COMPANY/MN 47,194 218,000 0.20%
34 DEUTSCHE BANK AG\ 35,619 162,000 0.15%
35 NEW YORK STATE COMMON RETIREMENT FUND 34,400 158,000 0.14%
36 CITIGROUP INC 33,690 155,000 0.14%
37 RHUMBLINE ADVISERS 33,209 153,000 0.14%
38 BLAIR WILLIAM & CO/IL 27,782 128,000 0.12%
39 DIMENSIONAL FUND ADVISORS LP 25,879 119,000 0.11%
40 BANK OF AMERICA CORP /DE/ 24,760 114,000 0.10%
41 MANUFACTURERS LIFE INSURANCE COMPANY, THE 24,515 113,000 0.10%
42 JACOBS LEVY EQUITY MANAGEMENT, INC 22,500 104,000 0.09%
43 Nationwide Fund Advisors 20,988 97,000 0.09%
44 AMERICAN INTERNATIONAL GROUP, INC. 19,251 89,000 0.08%
45 GOLDMAN SACHS GROUP INC 18,576 85,000 0.08%
46 MILLENNIUM MANAGEMENT LLC 15,112 70,000 0.06%
47 STATE BOARD OF ADMINISTRATION OF FLORIDA RETIREMENT SYSTEM 13,218 61,000 0.05%
48 CREDIT SUISSE AG/ 12,753 59,000 0.05%
49 BLACKROCK ADVISORS LLC 12,249 56,000 0.05%
50 GUGGENHEIM CAPITAL LLC 11,590 53,000 0.05%
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From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.