| # | % | |||||
|---|---|---|---|---|---|---|
| 1 | MORGAN STANLEY | 296,790 | 4,755,000 | 20.15% | ||
| 2 | FINANCIAL & INVESTMENT MANAGEMENT GROUP LTD | 216,599 | 3,470,000 | 14.70% | ||
| 3 | Intersect Capital LLC | 206,343 | 2,843,000 | 12.05% | ||
| 4 | RIVERNORTH CAPITAL MANAGEMENT, LLC | 172,349 | 2,665,000 | 11.29% | ||
| 5 | MARINER INVESTMENT GROUP LLC | 138,038 | 2,211,000 | 9.37% | ||
| 6 | UBS Group AG | 104,217 | 1,669,000 | 7.07% | ||
| 7 | JPMORGAN CHASE & CO | 74,675 | 1,196,000 | 5.07% | ||
| 8 | Invesco Ltd. | 59,860 | 959,000 | 4.06% | ||
| 9 | Yorktown Management & Research Co Inc | 56,500 | 905,000 | 3.83% | ||
| 10 | LADENBURG THALMANN FINANCIAL SERVICES INC. | 54,184 | 868,000 | 3.68% | ||
| 11 | GUGGENHEIM CAPITAL LLC | 29,060 | 466,000 | 1.97% | ||
| 12 | BANK OF AMERICA CORP /DE/ | 21,310 | 341,000 | 1.44% | ||
| 13 | USCA RIA LLC | 15,000 | 240,000 | 1.02% | ||
| 14 | RELATIVE VALUE PARTNERS GROUP, LLC | 14,847 | 238,000 | 1.01% | ||
| 15 | PNC FINANCIAL SERVICES GROUP, INC. | 12,800 | 205,000 | 0.87% | ||
| 16 | LPL Financial LLC | 11,120 | 180,000 | 0.76% | ||
| 17 | WELLS FARGO & COMPANY/MN | 10,504 | 168,000 | 0.71% | ||
| 18 | ROYAL BANK OF CANADA | 5,950 | 95,000 | 0.40% | ||
| 19 | Peachtree Investment Advisors, Inc. | 4,200 | 67,000 | 0.28% | ||
| 20 | Thomas J. Herzfeld Advisors, Inc. | 1,471 | 23,000 | 0.10% | ||
| 21 | CITIGROUP INC | 1,373 | 22,000 | 0.09% | ||
| 22 | WFG Advisors, LP | 1,000 | 16,000 | 0.07% |
From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.
