| 1 |
GFS Advisors, LLC |
200,475 |
13,750,000 |
25.08% |
|
|
| 2 |
USCA RIA LLC |
200,475 |
13,750,000 |
25.08% |
|
|
| 3 |
FINANCIAL & INVESTMENT MANAGEMENT GROUP LTD |
435,534 |
6,350,000 |
11.58% |
|
|
| 4 |
MORGAN STANLEY |
367,321 |
5,355,000 |
9.77% |
|
|
| 5 |
MARINER INVESTMENT GROUP LLC |
178,935 |
2,609,000 |
4.76% |
|
|
| 6 |
Intersect Capital LLC |
186,726 |
2,457,000 |
4.48% |
|
|
| 7 |
Yorktown Management & Research Co Inc |
110,000 |
1,604,000 |
2.93% |
|
|
| 8 |
Marble Harbor Investment Counsel, LLC |
106,818 |
1,557,000 |
2.84% |
|
|
| 9 |
JPMORGAN CHASE & CO |
94,572 |
1,379,000 |
2.52% |
|
|
| 10 |
UBS Group AG |
69,474 |
1,013,000 |
1.85% |
|
|
| 11 |
LADENBURG THALMANN FINANCIAL SERVICES INC. |
65,422 |
954,000 |
1.74% |
|
|
| 12 |
Invesco Ltd. |
54,691 |
797,000 |
1.45% |
|
|
| 13 |
PROFICIO CAPITAL PARTNERS LLC |
48,210 |
703,000 |
1.28% |
|
|
| 14 |
BANK OF AMERICA CORP /DE/ |
29,184 |
425,000 |
0.78% |
|
|
| 15 |
LPL Financial LLC |
23,611 |
339,000 |
0.62% |
|
|
| 16 |
GUGGENHEIM CAPITAL LLC |
21,892 |
319,000 |
0.58% |
|
|
| 17 |
Cetera Advisor Networks LLC |
20,636 |
302,000 |
0.55% |
|
|
| 18 |
LANDSCAPE CAPITAL MANAGEMENT, L.L.C. |
20,725 |
302,000 |
0.55% |
|
|
| 19 |
AQR ARBITRAGE LLC |
14,056 |
205,000 |
0.37% |
|
|
| 20 |
RELATIVE VALUE PARTNERS GROUP, LLC |
12,360 |
175,000 |
0.32% |
|
|
| 21 |
Cambridge Investment Research Advisors, Inc. |
11,050 |
161,000 |
0.29% |
|
|
| 22 |
PNC FINANCIAL SERVICES GROUP, INC. |
9,350 |
137,000 |
0.25% |
|
|
| 23 |
WELLS FARGO & COMPANY/MN |
5,058 |
74,000 |
0.14% |
|
|
| 24 |
ROYAL BANK OF CANADA |
4,450 |
65,000 |
0.12% |
|
|
| 25 |
Thomas J. Herzfeld Advisors, Inc. |
1,471 |
21,000 |
0.04% |
|
|
| 26 |
CITIGROUP INC |
346 |
5,000 |
0.01% |
|
|
| 27 |
DELTA ASSET MANAGEMENT LLC/TN |
367 |
5,000 |
0.01% |
|
|
| 28 |
Tower Research Capital LLC (TRC) |
70 |
1,000 |
0.00% |
|
|
