| 1 |
MARINER INVESTMENT GROUP LLC |
273,417 |
4,410,000 |
19.46% |
|
|
| 2 |
MORGAN STANLEY |
252,103 |
4,066,000 |
17.95% |
|
|
| 3 |
RIVERNORTH CAPITAL MANAGEMENT, LLC |
198,206 |
3,197,000 |
14.11% |
|
|
| 4 |
Intersect Capital LLC |
148,334 |
2,060,000 |
9.09% |
|
|
| 5 |
UBS Group AG |
112,134 |
1,809,000 |
7.98% |
|
|
| 6 |
JPMORGAN CHASE & CO |
70,976 |
1,145,000 |
5.05% |
|
|
| 7 |
LADENBURG THALMANN FINANCIAL SERVICES INC. |
65,370 |
1,054,000 |
4.65% |
|
|
| 8 |
Invesco Ltd. |
54,304 |
876,000 |
3.87% |
|
|
| 9 |
BNP PARIBAS FINANCIAL MARKETS |
46,687 |
753,061 |
3.32% |
|
|
| 10 |
Virtu KCG Holdings LLC |
43,010 |
694,000 |
3.06% |
|
|
| 11 |
BANK OF AMERICA CORP /DE/ |
36,339 |
586,000 |
2.59% |
|
|
| 12 |
WOLVERINE ASSET MANAGEMENT LLC |
33,061 |
533,000 |
2.35% |
|
|
| 13 |
Relative Value Partners, LLC |
25,161 |
406,000 |
1.79% |
|
|
| 14 |
USCA RIA LLC |
15,000 |
242,000 |
1.07% |
|
|
| 15 |
ROYAL BANK OF CANADA |
11,000 |
177,000 |
0.78% |
|
|
| 16 |
Thomas J. Herzfeld Advisors, Inc. |
9,331 |
151,000 |
0.67% |
|
|
| 17 |
Peachtree Investment Advisors, Inc. |
8,542 |
138,000 |
0.61% |
|
|
| 18 |
PNC FINANCIAL SERVICES GROUP, INC. |
8,350 |
134,000 |
0.59% |
|
|
| 19 |
TradeLink Global Equity LLC |
5,800 |
94,000 |
0.41% |
|
|
| 20 |
B. Riley Wealth Advisors, Inc. |
2,700 |
44,000 |
0.19% |
|
|
| 21 |
PANAGORA ASSET MANAGEMENT INC |
2,385 |
38,000 |
0.17% |
|
|
| 22 |
CITIGROUP INC |
1,063 |
17,000 |
0.08% |
|
|
| 23 |
WFG Advisors, LP |
1,000 |
16,000 |
0.07% |
|
|
| 24 |
WELLS FARGO & COMPANY/MN |
1,001 |
16,000 |
0.07% |
|
|
| 25 |
BlackRock Investment Management, LLC |
0 |
0 |
0.00% |
|
|
