| # | % | |||||
|---|---|---|---|---|---|---|
| 1 | MARINER INVESTMENT GROUP LLC | 255,813 | 4,607,000 | 24.08% | ||
| 2 | MORGAN STANLEY | 206,373 | 3,716,000 | 19.42% | ||
| 3 | RIVERNORTH CAPITAL MANAGEMENT, LLC | 146,256 | 2,634,000 | 13.77% | ||
| 4 | UBS AG | 96,166 | 1,732,000 | 9.05% | ||
| 5 | WOLVERINE ASSET MANAGEMENT LLC | 83,777 | 1,508,000 | 7.88% | ||
| 6 | LADENBURG THALMANN FINANCIAL SERVICES INC. | 66,971 | 1,206,000 | 6.30% | ||
| 7 | BNP PARIBAS FINANCIAL MARKETS | 63,084 | 1,136,143 | 5.94% | ||
| 8 | BANK OF AMERICA CORP /DE/ | 44,796 | 807,000 | 4.22% | ||
| 9 | Eos Management, L.P. | 37,837 | 681,000 | 3.56% | ||
| 10 | Shaker Financial Services, LLC | 20,082 | 362,000 | 1.89% | ||
| 11 | Virtu KCG Holdings LLC | 14,564 | 262,000 | 1.37% | ||
| 12 | USCA RIA LLC | 12,500 | 225,000 | 1.18% | ||
| 13 | Thomas J. Herzfeld Advisors, Inc. | 9,331 | 168,000 | 0.88% | ||
| 14 | WELLS FARGO & COMPANY/MN | 2,332 | 42,000 | 0.22% | ||
| 15 | B. Riley Wealth Advisors, Inc. | 1,000 | 18,010 | 0.09% | ||
| 16 | WFG Advisors, LP | 1,000 | 18,000 | 0.09% | ||
| 17 | MassMutual Private Wealth & Trust, FSB | 435 | 7,834 | 0.04% | ||
| 18 | ROYAL BANK OF CANADA | 150 | 3,000 | 0.02% |
From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.
