| 1 |
FINANCIAL & INVESTMENT MANAGEMENT GROUP LTD |
344,616 |
5,059,000 |
23.22% |
|
|
| 2 |
MORGAN STANLEY |
311,788 |
4,577,000 |
21.01% |
|
|
| 3 |
MARINER INVESTMENT GROUP LLC |
167,165 |
2,454,000 |
11.26% |
|
|
| 4 |
Intersect Capital LLC |
176,033 |
2,331,000 |
10.70% |
|
|
| 5 |
UBS Group AG |
108,202 |
1,588,000 |
7.29% |
|
|
| 6 |
JPMORGAN CHASE & CO |
76,032 |
1,116,000 |
5.12% |
|
|
| 7 |
Yorktown Management & Research Co Inc |
66,500 |
977,000 |
4.48% |
|
|
| 8 |
Invesco Ltd. |
57,700 |
847,000 |
3.89% |
|
|
| 9 |
LADENBURG THALMANN FINANCIAL SERVICES INC. |
57,514 |
844,000 |
3.87% |
|
|
| 10 |
GUGGENHEIM CAPITAL LLC |
27,843 |
408,000 |
1.87% |
|
|
| 11 |
BANK OF AMERICA CORP /DE/ |
15,914 |
233,000 |
1.07% |
|
|
| 12 |
USCA RIA LLC |
15,000 |
220,000 |
1.01% |
|
|
| 13 |
RELATIVE VALUE PARTNERS GROUP, LLC |
14,847 |
218,000 |
1.00% |
|
|
| 14 |
PNC FINANCIAL SERVICES GROUP, INC. |
12,800 |
187,000 |
0.86% |
|
|
| 15 |
LANDSCAPE CAPITAL MANAGEMENT, L.L.C. |
11,993 |
176,000 |
0.81% |
|
|
| 16 |
LPL Financial LLC |
11,695 |
171,000 |
0.78% |
|
|
| 17 |
WELLS FARGO & COMPANY/MN |
9,492 |
139,000 |
0.64% |
|
|
| 18 |
RIVERNORTH CAPITAL MANAGEMENT, LLC |
6,553 |
96,000 |
0.44% |
|
|
| 19 |
ROYAL BANK OF CANADA |
5,950 |
87,000 |
0.40% |
|
|
| 20 |
CITIGROUP INC |
1,707 |
25,000 |
0.11% |
|
|
| 21 |
Thomas J. Herzfeld Advisors, Inc. |
1,471 |
22,000 |
0.10% |
|
|
| 22 |
WFG Advisors, LP |
1,000 |
15,000 |
0.07% |
|
|
| 23 |
BlackRock Investment Management, LLC |
0 |
0 |
0.00% |
|
|
