| # | % | |||||
|---|---|---|---|---|---|---|
| 1 | MORGAN STANLEY | 290,911 | 4,946,000 | 19.50% | ||
| 2 | MARINER INVESTMENT GROUP LLC | 270,717 | 4,602,000 | 18.14% | ||
| 3 | Intersect Capital LLC | 202,503 | 2,991,000 | 11.79% | ||
| 4 | FINANCIAL & INVESTMENT MANAGEMENT GROUP LTD | 170,824 | 2,904,000 | 11.45% | ||
| 5 | RIVERNORTH CAPITAL MANAGEMENT, LLC | 151,931 | 2,583,000 | 10.18% | ||
| 6 | UBS Group AG | 115,262 | 1,959,000 | 7.72% | ||
| 7 | JPMORGAN CHASE & CO | 73,436 | 1,248,000 | 4.92% | ||
| 8 | LADENBURG THALMANN FINANCIAL SERVICES INC. | 66,767 | 1,135,000 | 4.47% | ||
| 9 | Invesco Ltd. | 61,432 | 1,044,000 | 4.12% | ||
| 10 | BANK OF AMERICA CORP /DE/ | 24,246 | 412,000 | 1.62% | ||
| 11 | GUGGENHEIM CAPITAL LLC | 17,623 | 300,000 | 1.18% | ||
| 12 | USCA RIA LLC | 15,000 | 255,000 | 1.01% | ||
| 13 | PNC FINANCIAL SERVICES GROUP, INC. | 12,800 | 218,000 | 0.86% | ||
| 14 | WELLS FARGO & COMPANY/MN | 11,880 | 202,000 | 0.80% | ||
| 15 | Relative Value Partners, LLC | 10,097 | 172,000 | 0.68% | ||
| 16 | Thomas J. Herzfeld Advisors, Inc. | 9,331 | 159,000 | 0.63% | ||
| 17 | Peachtree Investment Advisors, Inc. | 7,380 | 125,000 | 0.49% | ||
| 18 | ROYAL BANK OF CANADA | 5,641 | 96,000 | 0.38% | ||
| 19 | WFG Advisors, LP | 1,000 | 17,000 | 0.07% | ||
| 20 | MANAGED ACCOUNT ADVISORS LLC | 5 | 0 | 0.00% |
From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.
