| 1 |
FINANCIAL & INVESTMENT MANAGEMENT GROUP LTD |
428,649 |
6,421,000 |
22.27% |
|
|
| 2 |
MORGAN STANLEY |
355,527 |
5,326,000 |
18.47% |
|
|
| 3 |
Intersect Capital LLC |
212,227 |
2,850,000 |
9.89% |
|
|
| 4 |
MARINER INVESTMENT GROUP LLC |
125,815 |
1,885,000 |
6.54% |
|
|
| 5 |
PROFICIO CAPITAL PARTNERS LLC |
109,504 |
1,677,000 |
5.82% |
|
|
| 6 |
Marble Harbor Investment Counsel, LLC |
107,618 |
1,612,000 |
5.59% |
|
|
| 7 |
JPMORGAN CHASE & CO |
96,230 |
1,442,000 |
5.00% |
|
|
| 8 |
UBS Group AG |
73,994 |
1,108,000 |
3.84% |
|
|
| 9 |
LADENBURG THALMANN FINANCIAL SERVICES INC. |
65,176 |
977,000 |
3.39% |
|
|
| 10 |
BANK OF AMERICA CORP /DE/ |
61,421 |
920,000 |
3.19% |
|
|
| 11 |
Yorktown Management & Research Co Inc |
57,180 |
857,000 |
2.97% |
|
|
| 12 |
Invesco Ltd. |
53,590 |
803,000 |
2.79% |
|
|
| 13 |
Shaker Financial Services, LLC |
36,072 |
540,000 |
1.87% |
|
|
| 14 |
Cetera Advisor Networks LLC |
25,686 |
385,000 |
1.34% |
|
|
| 15 |
Laurion Capital Management LP |
25,602 |
384,000 |
1.33% |
|
|
| 16 |
GUGGENHEIM CAPITAL LLC |
20,356 |
305,000 |
1.06% |
|
|
| 17 |
Curi Capital, LLC |
16,637 |
249,000 |
0.86% |
|
|
| 18 |
DOLIVER ADVISORS, LP |
11,876 |
178,000 |
0.62% |
|
|
| 19 |
LPL Financial LLC |
11,854 |
178,000 |
0.62% |
|
|
| 20 |
Cambridge Investment Research Advisors, Inc. |
11,400 |
171,000 |
0.59% |
|
|
| 21 |
RELATIVE VALUE PARTNERS GROUP, LLC |
11,066 |
165,000 |
0.57% |
|
|
| 22 |
PNC FINANCIAL SERVICES GROUP, INC. |
9,350 |
141,000 |
0.49% |
|
|
| 23 |
ADVISOR GROUP, INC. |
5,000 |
74,000 |
0.26% |
|
|
| 24 |
ROYAL BANK OF CANADA |
4,450 |
67,000 |
0.23% |
|
|
| 25 |
CITIGROUP INC |
2,620 |
39,000 |
0.14% |
|
|
| 26 |
Advisory Services Network, LLC |
2,000 |
30,000 |
0.10% |
|
|
| 27 |
Thomas J. Herzfeld Advisors, Inc. |
1,471 |
22,000 |
0.08% |
|
|
| 28 |
WELLS FARGO & COMPANY/MN |
1,001 |
15,000 |
0.05% |
|
|
| 29 |
Tower Research Capital LLC (TRC) |
568 |
9,000 |
0.03% |
|
|
