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EATON VANCE FLTG RATE INCOM
EATON VANCE FLTG RATE INCOM. Institutional holdings reported to the SEC.

Institutional Holders (2016Q3)
Portfolio Summary: 30 Institutional holders with a total value of $30,779,000.
#
Manager Name
Shares
Value ($)
%
Options
Notes
1 WELLS FARGO & COMPANY/MN 1,001 16,000 0.05%
2 SIGNATUREFD, LLC 1,484 23,000 0.07%
3 JNBA Financial Advisors 1,484 23,000 0.07%
4 Thomas J. Herzfeld Advisors, Inc. 1,471 23,000 0.07%
5 Advisory Services Network, LLC 3,300 52,000 0.17%
6 ADVISOR GROUP, INC. 5,716 89,000 0.29%
7 CITIGROUP INC 6,669 104,000 0.34%
8 ROYAL BANK OF CANADA 8,768 137,000 0.45%
9 PNC FINANCIAL SERVICES GROUP, INC. 9,350 146,000 0.47%
10 Cambridge Investment Research Advisors, Inc. 11,400 178,000 0.58%
11 DOLIVER ADVISORS, LP 12,660 198,000 0.64%
12 LPL Financial LLC 13,551 212,000 0.69%
13 GUGGENHEIM CAPITAL LLC 14,795 231,000 0.75%
14 CITY OF LONDON INVESTMENT MANAGEMENT CO LTD 22,764 357,000 1.16%
15 ROBINSON CAPITAL MANAGEMENT, LLC 35,822 560,000 1.82%
16 MARINER INVESTMENT GROUP LLC 40,099 627,000 2.04%
17 Cetera Advisor Networks LLC 51,468 805,000 2.62%
18 Shaker Financial Services, LLC 54,533 853,000 2.77%
19 RIVERNORTH CAPITAL MANAGEMENT, LLC 56,844 889,000 2.89%
20 Yorktown Management & Research Co Inc 57,180 894,000 2.90%
21 Invesco Ltd. 63,186 988,000 3.21%
22 BANK OF AMERICA CORP /DE/ 74,508 1,165,000 3.79%
23 LADENBURG THALMANN FINANCIAL SERVICES INC. 77,446 1,211,000 3.93%
24 UBS Group AG 81,706 1,278,000 4.15%
25 JPMORGAN CHASE & CO 97,836 1,530,000 4.97%
26 Marble Harbor Investment Counsel, LLC 101,818 1,592,000 5.17%
27 PROFICIO CAPITAL PARTNERS LLC 117,674 1,840,000 5.98%
28 Intersect Capital LLC 231,128 3,282,000 10.66%
29 MORGAN STANLEY 307,633 4,811,000 15.63%
30 FINANCIAL & INVESTMENT MANAGEMENT GROUP LTD 426,174 6,665,000 21.65%

From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.