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FIRST TR EXCHANGE TRADED FD
FIRST TR EXCHANGE TRADED FD. Institutional holdings reported to the SEC.

Institutional Holders (2014Q3)
Portfolio Summary: 21 Institutional holders with a total value of $16,442,812.
#
Manager Name
Shares
Value ($)
%
Options
Notes
1 WELLS FARGO & COMPANY/MN 168,592 4,973,000 30.24%
2 NIEMANN CAPITAL MANAGEMENT INC 112,609 3,322,000 20.20%
3 MORGAN STANLEY 57,862 1,707,000 10.38%
4 JANE STREET GROUP, LLC 32,412 956,000 5.81%
5 SUSQUEHANNA INTERNATIONAL GROUP, LLP 30,422 897,000 5.46%
6 ENVESTNET ASSET MANAGEMENT INC 28,919 853,000 5.19%
7 UNITED CAPITAL FINANCIAL ADVISORS, LLC 27,147 801,000 4.87%
8 UBS AG 25,595 755,000 4.59%
9 JPMORGAN CHASE & CO 23,759 701,000 4.26%
10 Virtu KCG Holdings LLC 14,438 426,000 2.59%
11 ROYAL BANK OF CANADA 12,894 380,000 2.31%
12 Creative Planning 9,236 272,000 1.65%
13 LPL Financial LLC 9,217 267,000 1.62%
14 DEUTSCHE BANK AG\ 1,500 44,000 0.27%
15 LADENBURG THALMANN FINANCIAL SERVICES INC. 998 30,000 0.18%
16 BANK OF AMERICA CORP /DE/ 967 29,000 0.18%
17 CITIGROUP INC 500 15,000 0.09%
18 PNC FINANCIAL SERVICES GROUP, INC. 200 6,000 0.04%
19 AMERICAN INTERNATIONAL GROUP, INC. 197 5,812 0.04%
20 Ground Swell Capital, LLC 75 2,000 0.01%
21 JNBA Financial Advisors 41 1,000 0.01%

From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.