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FIRST TR EXCHANGE TRADED FD
FIRST TR EXCHANGE TRADED FD. Institutional holdings reported to the SEC.

Institutional Holders (2015Q2)
Portfolio Summary: 37 Institutional holders with a total value of $256,460,478.
#
Manager Name
Shares
Value ($)
%
Options
Notes
1 FIRST TRUST ADVISORS LP 5,441,497 166,619,000 64.97%
2 MORGAN STANLEY 846,301 25,914,000 10.10%
3 WELLS FARGO & COMPANY/MN 544,632 16,676,000 6.50%
4 ATWOOD & PALMER INC 441,135 13,508,000 5.27%
5 BANK OF AMERICA CORP /DE/ 205,383 6,289,000 2.45%
6 UBS Group AG 167,225 5,120,000 2.00%
7 RAYMOND JAMES & ASSOCIATES 153,519 4,701,000 1.83%
8 SUSQUEHANNA INTERNATIONAL GROUP, LLP 126,587 3,876,000 1.51%
9 JANE STREET GROUP, LLC 114,624 3,510,000 1.37%
10 LifePlan Financial Group, Inc 62,972 1,928,000 0.75%
11 JPMORGAN CHASE & CO 41,619 1,274,000 0.50%
12 ROYAL BANK OF CANADA 37,857 1,159,000 0.45%
13 LPL Financial LLC 39,081 1,156,000 0.45%
14 Janney Montgomery Scott LLC 27,576 844,377 0.33%
15 CREDIT SUISSE AG/ 25,841 791,000 0.31%
16 BENJAMIN F. EDWARDS & COMPANY, INC. 20,565 630,000 0.25%
17 AMERIPRISE FINANCIAL INC 18,081 554,000 0.22%
18 BB&T SECURITIES, LLC 15,318 469,000 0.18%
19 Creative Planning 10,958 336,000 0.13%
20 Commonwealth Equity Services, Inc 9,594 294,000 0.11%
21 HighTower Advisors, LLC 8,725 267,000 0.10%
22 FLOW TRADERS U.S. LLC 6,938 212,000 0.08%
23 Transamerica Financial Advisors, LLC 2,780 86,000 0.03%
24 CITIGROUP INC 2,106 64,000 0.02%
25 Winslow, Evans & Crocker, Inc. 1,458 44,644 0.02%
26 LADENBURG THALMANN FINANCIAL SERVICES INC. 1,073 33,000 0.01%
27 CT Financial Advisors LLC 684 20,941 0.01%
28 AMERICAN INTERNATIONAL GROUP, INC. 591 18,096 0.01%
29 MSI Financial Services Inc 569 17,000 0.01%
30 PNC FINANCIAL SERVICES GROUP, INC. 400 12,000 0.00%
31 Lowe Wealth Advisors, LLC 381 12,000 0.00%
32 WFG Advisors, LP 331 10,000 0.00%
33 MANAGED ACCOUNT ADVISORS LLC 219 7,000 0.00%
34 Sunbelt Securities, Inc. 177 5,420 0.00%
35 NORTHWESTERN MUTUAL INVESTMENT SERVICES LLC 77 2,000 0.00%
36 JNBA Financial Advisors 41 1,000 0.00%
37 Parallax Volatility Advisers, L.P. 1 0 0.00%

From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.