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FIRST TR EXCHANGE TRADED FD
FIRST TR EXCHANGE TRADED FD. Institutional holdings reported to the SEC.

Institutional Holders (2016Q1)
Portfolio Summary: 38 Institutional holders with a total value of $127,061,712.
#
Manager Name
Shares
Value ($)
%
Options
Notes
1 FIRST TRUST ADVISORS LP 3,700,484 100,890,000 79.40%
2 WELLS FARGO & COMPANY/MN 229,926 6,269,000 4.93%
3 MORGAN STANLEY 122,567 3,342,000 2.63%
4 GOLDMAN SACHS GROUP INC 106,895 2,914,000 2.29%
5 UBS Group AG 92,717 2,528,000 1.99%
6 Virtu KCG Holdings LLC 84,542 2,305,000 1.81%
7 ROYAL BANK OF CANADA 45,265 1,234,000 0.97%
8 SUSQUEHANNA INTERNATIONAL GROUP, LLP 42,834 1,166,000 0.92%
9 CITADEL ADVISORS LLC 30,199 822,000 0.65%
10 LPL Financial LLC 30,306 808,000 0.64%
11 Janney Montgomery Scott LLC 25,642 699,000 0.55%
12 JANE STREET GROUP, LLC 24,462 667,000 0.52%
13 BANK HAPOALIM BM 24,310 663,000 0.52%
14 BENJAMIN F. EDWARDS & COMPANY, INC. 18,851 514,000 0.40%
15 AMERIPRISE FINANCIAL INC 18,688 510,000 0.40%
16 BANK OF AMERICA CORP /DE/ 13,411 366,000 0.29%
17 Raymond James Financial Services Advisors, Inc. 11,974 326,000 0.26%
18 RAYMOND JAMES & ASSOCIATES 11,888 324,000 0.25%
19 OLD MISSION CAPITAL LLC 10,182 278,000 0.22%
20 FLOW TRADERS U.S. LLC 6,938 189,000 0.15%
21 CITIGROUP INC 2,034 55,000 0.04%
22 ATWOOD & PALMER INC 1,693 46,000 0.04%
23 MSI Financial Services Inc 1,055 29,000 0.02%
24 LADENBURG THALMANN FINANCIAL SERVICES INC. 891 24,000 0.02%
25 CT Financial Advisors LLC 687 18,723 0.01%
26 AMERICAN INTERNATIONAL GROUP, INC. 591 16,000 0.01%
27 Lowe Wealth Advisors, LLC 381 10,000 0.01%
28 WFG Advisors, LP 333 9,000 0.01%
29 PNC FINANCIAL SERVICES GROUP, INC. 275 8,000 0.01%
30 Transamerica Financial Advisors, LLC 245 7,000 0.01%
31 IFP ADVISORS, INC 213 6,000 0.00%
32 JPMORGAN CHASE & CO 187 5,000 0.00%
33 Sunbelt Securities, Inc. 177 4,826 0.00%
34 Gradient Investments LLC 158 4,000 0.00%
35 Winslow, Evans & Crocker, Inc. 116 3,163 0.00%
36 ASSETMARK, INC 50 1,000 0.00%
37 JNBA Financial Advisors 41 1,000 0.00%
38 Parallax Volatility Advisers, L.P. 1 0 0.00%

From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.