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FIRST TR EXCHANGE TRADED FD
FIRST TR EXCHANGE TRADED FD. Institutional holdings reported to the SEC.

Institutional Holders (2016Q4)
Portfolio Summary: 34 Institutional holders with a total value of $86,509,925.
#
Manager Name
Shares
Value ($)
%
Options
Notes
1 FIRST TRUST ADVISORS LP 2,483,336 67,870,000 78.45%
2 WELLS FARGO & COMPANY/MN 252,588 6,903,000 7.98%
3 MORGAN STANLEY 108,681 2,970,000 3.43%
4 UBS Group AG 47,106 1,287,000 1.49%
5 CITADEL ADVISORS LLC 43,833 1,198,000 1.38%
6 BANK OF AMERICA CORP /DE/ 27,208 744,000 0.86%
7 BANK HAPOALIM BM 26,655 728,000 0.84%
8 Janney Montgomery Scott LLC 23,483 642,000 0.74%
9 OLD MISSION CAPITAL, LLC 21,577 590,000 0.68%
10 LPL Financial LLC 20,872 575,000 0.66%
11 SUSQUEHANNA INTERNATIONAL GROUP, LLP 21,046 575,000 0.66%
12 BENJAMIN F. EDWARDS & COMPANY, INC. 16,132 441,000 0.51%
13 ADVISOR GROUP, INC. 11,578 316,000 0.37%
14 AMERIPRISE FINANCIAL INC 11,044 302,000 0.35%
15 ROYAL BANK OF CANADA 9,815 268,000 0.31%
16 RAYMOND JAMES & ASSOCIATES 9,535 261,000 0.30%
17 Mariner, LLC 2,999 239,000 0.28%
18 Virtu KCG Holdings LLC 8,432 230,000 0.27%
19 FLOW TRADERS U.S. LLC 6,938 190,000 0.22%
20 MSI Financial Services Inc 1,749 48,000 0.06%
21 CITIGROUP INC 1,109 30,000 0.03%
22 CT Financial Advisors LLC 692 18,916 0.02%
23 LADENBURG THALMANN FINANCIAL SERVICES INC. 578 17,000 0.02%
24 ATWOOD & PALMER INC 480 13,000 0.02%
25 IFP ADVISORS, INC 440 12,000 0.01%
26 Lowe Wealth Advisors, LLC 381 10,000 0.01%
27 PNC FINANCIAL SERVICES GROUP, INC. 321 9,000 0.01%
28 WFG Advisors, LP 337 9,000 0.01%
29 Sunbelt Securities, Inc. 177 4,837 0.01%
30 Gradient Investments LLC 158 4,000 0.00%
31 Winslow, Evans & Crocker, Inc. 116 3,172 0.00%
32 CRIBSTONE CAPITAL MANAGEMENT, LLC 55 2,000 0.00%
33 Parallax Volatility Advisers, L.P. 1 0 0.00%
34 BlackRock Investment Management, LLC 1 0 0.00%

From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.