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FIRST TR EXCHANGE TRADED FD
FIRST TR EXCHANGE TRADED FD. Institutional holdings reported to the SEC.

Institutional Holders (2015Q4)
Portfolio Summary: 39 Institutional holders with a total value of $171,744,776.
#
Manager Name
Shares
Value ($)
%
Options
Notes
1 FIRST TRUST ADVISORS LP 4,286,401 121,562,000 70.78%
2 WELLS FARGO & COMPANY/MN 383,491 10,875,000 6.33%
3 MORGAN STANLEY 350,159 9,931,000 5.78%
4 ATWOOD & PALMER INC 249,152 7,066,000 4.11%
5 STIFEL FINANCIAL CORP 5,581 6,504,000 3.79%
6 GOLDMAN SACHS GROUP INC 79,343 2,250,000 1.31%
7 Virtu KCG Holdings LLC 65,625 1,861,000 1.08%
8 SUSQUEHANNA INTERNATIONAL GROUP, LLP 57,388 1,628,000 0.95%
9 UBS Group AG 48,395 1,372,000 0.80%
10 JANE STREET GROUP, LLC 37,054 1,051,000 0.61%
11 RAYMOND JAMES & ASSOCIATES 36,007 1,021,000 0.59%
12 LPL Financial LLC 34,506 944,000 0.55%
13 Janney Montgomery Scott LLC 26,235 744,000 0.43%
14 BANK OF AMERICA CORP /DE/ 25,068 711,000 0.41%
15 ROYAL BANK OF CANADA 24,053 682,000 0.40%
16 AMERIPRISE FINANCIAL INC 21,085 598,000 0.35%
17 CITADEL ADVISORS LLC 21,000 596,000 0.35%
18 BENJAMIN F. EDWARDS & COMPANY, INC. 19,215 545,000 0.32%
19 Raymond James Financial Services Advisors, Inc. 16,816 477,000 0.28%
20 BB&T SECURITIES, LLC 10,753 304,000 0.18%
21 OLD MISSION CAPITAL LLC 10,075 286,000 0.17%
22 JPMORGAN CHASE & CO 8,873 252,000 0.15%
23 FLOW TRADERS U.S. LLC 6,938 197,000 0.11%
24 CITIGROUP INC 2,040 58,000 0.03%
25 Winslow, Evans & Crocker, Inc. 1,386 39,308 0.02%
26 Creative Planning 1,307 37,000 0.02%
27 LADENBURG THALMANN FINANCIAL SERVICES INC. 1,182 34,000 0.02%
28 AMERICAN INTERNATIONAL GROUP, INC. 691 20,000 0.01%
29 MSI Financial Services Inc 709 20,000 0.01%
30 CT Financial Advisors LLC 686 19,448 0.01%
31 IFP ADVISORS, INC 533 15,000 0.01%
32 Lowe Wealth Advisors, LLC 381 11,000 0.01%
33 WFG Advisors, LP 332 9,000 0.01%
34 PNC FINANCIAL SERVICES GROUP, INC. 275 8,000 0.00%
35 Transamerica Financial Advisors, LLC 245 7,000 0.00%
36 Sunbelt Securities, Inc. 177 5,020 0.00%
37 Gradient Investments LLC 158 4,000 0.00%
38 JNBA Financial Advisors 41 1,000 0.00%
39 Parallax Volatility Advisers, L.P. 1 0 0.00%

From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.