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FIRST TR EXCHANGE TRADED FD
FIRST TR EXCHANGE TRADED FD. Institutional holdings reported to the SEC.

Institutional Holders (2014Q4)
Portfolio Summary: 31 Institutional holders with a total value of $58,229,978.
#
Manager Name
Shares
Value ($)
%
Options
Notes
1 MORGAN STANLEY 542,898 15,526,000 26.66%
2 FIRST TRUST ADVISORS LP 356,812 10,205,000 17.53%
3 ATWOOD & PALMER INC 304,678 8,714,000 14.96%
4 WELLS FARGO & COMPANY/MN 262,202 7,499,000 12.88%
5 NIEMANN CAPITAL MANAGEMENT INC 109,064 3,119,000 5.36%
6 RAYMOND JAMES & ASSOCIATES 81,778 2,339,000 4.02%
7 SUSQUEHANNA INTERNATIONAL GROUP, LLP 57,782 1,653,000 2.84%
8 ROYAL BANK OF CANADA 42,859 1,226,000 2.11%
9 UBS Group AG 38,157 1,091,000 1.87%
10 ENVESTNET ASSET MANAGEMENT INC 36,618 1,047,000 1.80%
11 UNITED CAPITAL FINANCIAL ADVISORS, LLC 34,886 998,000 1.71%
12 Virtu KCG Holdings LLC 28,813 824,000 1.42%
13 STIFEL FINANCIAL CORP 27,350 782,000 1.34%
14 JPMORGAN CHASE & CO 24,769 708,000 1.22%
15 AMERIPRISE FINANCIAL INC 22,930 656,000 1.13%
16 Janney Montgomery Scott LLC 21,022 601,229 1.03%
17 Creative Planning 10,958 313,000 0.54%
18 LPL Financial LLC 9,167 262,000 0.45%
19 Commonwealth Equity Services, Inc 8,994 257,000 0.44%
20 Winslow, Evans & Crocker, Inc. 4,132 118,176 0.20%
21 BANK OF AMERICA CORP /DE/ 4,047 116,000 0.20%
22 DEUTSCHE BANK AG\ 1,636 46,000 0.08%
23 LADENBURG THALMANN FINANCIAL SERVICES INC. 1,248 36,000 0.06%
24 CITIGROUP INC 1,102 32,000 0.05%
25 CT Financial Advisors LLC 682 19,524 0.03%
26 AMERICAN INTERNATIONAL GROUP, INC. 591 16,903 0.03%
27 Lowe Wealth Advisors, LLC 381 11,000 0.02%
28 MSI Financial Services Inc 353 10,000 0.02%
29 Stratos Wealth Partners, LTD. 110 3,146 0.01%
30 JNBA Financial Advisors 41 1,000 0.00%
31 Parallax Volatility Advisers, L.P. 1 0 0.00%

From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.