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FIRST TR EXCHANGE TRADED FD
FIRST TR EXCHANGE TRADED FD. Institutional holdings reported to the SEC.

Institutional Holders (2015Q3)
Portfolio Summary: 38 Institutional holders with a total value of $164,493,306.
#
Manager Name
Shares
Value ($)
%
Options
Notes
1 FIRST TRUST ADVISORS LP 4,363,020 111,213,000 67.61%
2 WELLS FARGO & COMPANY/MN 626,242 15,963,000 9.70%
3 ATWOOD & PALMER INC 426,392 10,869,000 6.61%
4 MORGAN STANLEY 381,288 9,719,000 5.91%
5 SUSQUEHANNA INTERNATIONAL GROUP, LLP 163,907 4,178,000 2.54%
6 Virtu KCG Holdings LLC 109,398 2,789,000 1.70%
7 UBS Group AG 43,605 1,111,000 0.68%
8 RAYMOND JAMES & ASSOCIATES 42,168 1,075,000 0.65%
9 GOLDMAN SACHS GROUP INC 36,741 937,000 0.57%
10 CITADEL ADVISORS LLC 28,822 735,000 0.45%
11 Janney Montgomery Scott LLC 27,855 710,000 0.43%
12 CREDIT SUISSE AG/ 24,593 627,000 0.38%
13 LPL Financial LLC 22,516 609,000 0.37%
14 AMERIPRISE FINANCIAL INC 21,867 557,000 0.34%
15 BENJAMIN F. EDWARDS & COMPANY, INC. 20,452 521,000 0.32%
16 BANK OF AMERICA CORP /DE/ 19,170 489,000 0.30%
17 ROYAL BANK OF CANADA 17,511 446,000 0.27%
18 JPMORGAN CHASE & CO 13,831 353,000 0.21%
19 Raymond James Financial Services Advisors, Inc. 11,958 305,000 0.19%
20 BB&T SECURITIES, LLC 11,909 303,000 0.18%
21 Creative Planning 10,958 279,000 0.17%
22 NATIONAL PLANNING CORP 9,253 270,000 0.16%
23 JANE STREET GROUP, LLC 8,567 218,000 0.13%
24 CITIGROUP INC 1,906 49,000 0.03%
25 Winslow, Evans & Crocker, Inc. 1,386 35,330 0.02%
26 LADENBURG THALMANN FINANCIAL SERVICES INC. 1,073 27,000 0.02%
27 BANK OF MONTREAL /CAN/ 850 22,000 0.01%
28 CT Financial Advisors LLC 685 17,464 0.01%
29 AMERICAN INTERNATIONAL GROUP, INC. 591 15,000 0.01%
30 MUFG Americas Holdings Corp 529 13,000 0.01%
31 Lowe Wealth Advisors, LLC 381 10,000 0.01%
32 WFG Advisors, LP 332 8,000 0.00%
33 Transamerica Financial Advisors, LLC 245 7,000 0.00%
34 PNC FINANCIAL SERVICES GROUP, INC. 275 7,000 0.00%
35 Sunbelt Securities, Inc. 177 4,512 0.00%
36 JNBA Financial Advisors 41 1,000 0.00%
37 MSI Financial Services Inc 44 1,000 0.00%
38 Parallax Volatility Advisers, L.P. 1 0 0.00%

From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.