Dark
Light
System
Security
FIRST TR EXCHANGE TRADED FD
FIRST TR EXCHANGE TRADED FD. Institutional holdings reported to the SEC.

Institutional Holders (2015Q1)
Portfolio Summary: 31 Institutional holders with a total value of $81,475,007.
#
Manager Name
Shares
Value ($)
%
Options
Notes
1 FIRST TRUST ADVISORS LP 921,777 27,967,000 34.33%
2 ATWOOD & PALMER INC 435,373 13,209,000 16.21%
3 WELLS FARGO & COMPANY/MN 353,767 10,734,000 13.17%
4 MORGAN STANLEY 345,732 10,489,000 12.87%
5 BANK OF AMERICA CORP /DE/ 129,781 3,938,000 4.83%
6 BB&T SECURITIES, LLC 10,505 3,187,000 3.91%
7 RAYMOND JAMES & ASSOCIATES 74,491 2,260,000 2.77%
8 UBS Group AG 63,925 1,939,000 2.38%
9 JANE STREET GROUP, LLC 34,865 1,058,000 1.30%
10 ROYAL BANK OF CANADA 34,579 1,049,000 1.29%
11 JPMORGAN CHASE & CO 31,435 954,000 1.17%
12 CREDIT SUISSE AG/ 25,255 766,000 0.94%
13 Janney Montgomery Scott LLC 25,139 763,000 0.94%
14 LPL Financial LLC 23,691 721,000 0.88%
15 Virtu KCG Holdings LLC 16,916 513,000 0.63%
16 AMERIPRISE FINANCIAL INC 16,043 487,000 0.60%
17 Creative Planning 10,958 332,000 0.41%
18 SUSQUEHANNA INTERNATIONAL GROUP, LLP 10,675 324,000 0.40%
19 HighTower Advisors, LLC 8,689 264,000 0.32%
20 Commonwealth Equity Services, Inc 8,506 258,000 0.32%
21 Winslow, Evans & Crocker, Inc. 3,276 99,364 0.12%
22 CITIGROUP INC 1,329 40,000 0.05%
23 LADENBURG THALMANN FINANCIAL SERVICES INC. 948 29,000 0.04%
24 MSI Financial Services Inc 823 25,000 0.03%
25 CT Financial Advisors LLC 683 20,712 0.03%
26 AMERICAN INTERNATIONAL GROUP, INC. 591 17,931 0.02%
27 Lowe Wealth Advisors, LLC 381 12,000 0.01%
28 WFG Advisors, LP 330 10,000 0.01%
29 Transamerica Financial Advisors, LLC 245 8,000 0.01%
30 JNBA Financial Advisors 41 1,000 0.00%
31 Parallax Volatility Advisers, L.P. 1 0 0.00%

From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.