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FIRST TR EXCHANGE TRADED FD
FIRST TR EXCHANGE TRADED FD. Institutional holdings reported to the SEC.

Institutional Holders (2016Q2)
Portfolio Summary: 33 Institutional holders with a total value of $121,269,638.
#
Manager Name
Shares
Value ($)
%
Options
Notes
1 Parallax Volatility Advisers, L.P. 1 0 0.00%
2 CRIBSTONE CAPITAL MANAGEMENT, LLC 55 1,000 0.00%
3 Winslow, Evans & Crocker, Inc. 116 3,150 0.00%
4 Gradient Investments LLC 158 4,000 0.00%
5 Sunbelt Securities, Inc. 177 4,806 0.00%
6 PNC FINANCIAL SERVICES GROUP, INC. 225 6,000 0.00%
7 IFP ADVISORS, INC 213 6,000 0.00%
8 WFG Advisors, LP 334 9,000 0.01%
9 Lowe Wealth Advisors, LLC 381 10,000 0.01%
10 ATWOOD & PALMER INC 540 15,000 0.01%
11 ADVISOR GROUP, INC. 591 16,000 0.01%
12 CT Financial Advisors LLC 688 18,682 0.02%
13 LADENBURG THALMANN FINANCIAL SERVICES INC. 775 21,000 0.02%
14 MSI Financial Services Inc 1,147 31,000 0.03%
15 CITIGROUP INC 1,707 46,000 0.04%
16 FLOW TRADERS U.S. LLC 6,938 188,000 0.16%
17 CITADEL ADVISORS LLC 12,589 342,000 0.28%
18 RAYMOND JAMES & ASSOCIATES 13,618 370,000 0.31%
19 LPL Financial LLC 16,019 430,000 0.35%
20 AMERIPRISE FINANCIAL INC 16,945 460,000 0.38%
21 BENJAMIN F. EDWARDS & COMPANY, INC. 17,961 488,000 0.40%
22 BANK OF AMERICA CORP /DE/ 21,548 585,000 0.48%
23 Virtu KCG Holdings LLC 26,529 720,000 0.59%
24 Janney Montgomery Scott LLC 26,235 744,000 0.61%
25 BANK HAPOALIM BM 28,115 763,000 0.63%
26 ROYAL BANK OF CANADA 38,277 1,039,000 0.86%
27 SUSQUEHANNA INTERNATIONAL GROUP, LLP 63,444 1,723,000 1.42%
28 UBS Group AG 82,031 2,227,000 1.84%
29 JANE STREET GROUP, LLC 104,673 2,842,000 2.34%
30 GOLDMAN SACHS GROUP INC 106,971 2,904,000 2.39%
31 MORGAN STANLEY 126,988 3,447,000 2.84%
32 WELLS FARGO & COMPANY/MN 231,238 6,278,000 5.18%
33 FIRST TRUST ADVISORS LP 3,518,540 95,528,000 78.77%

From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.