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FIRST TR EXCH TRD ALPHA FD I
FIRST TR EXCH TRD ALPHA FD I. Institutional holdings reported to the SEC.

Institutional Holders (2014Q2)
Portfolio Summary: 7 Institutional holders with a total value of $2,344,000.
#
Manager Name
Shares
Value ($)
%
Options
Notes
1 SUSQUEHANNA INTERNATIONAL GROUP, LLP 20,425 777,000 33.15%
2 MORGAN STANLEY 13,600 518,000 22.10%
3 STIFEL FINANCIAL CORP 9,887 376,000 16.04%
4 ROYAL BANK OF CANADA 7,646 290,000 12.37%
5 NAVELLIER & ASSOCIATES INC 6,684 255,000 10.88%
6 BANK OF AMERICA CORP /DE/ 1,877 71,000 3.03%
7 LADENBURG THALMANN FINANCIAL SERVICES INC. 1,490 57,000 2.43%

From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.