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FIRST TR EXCH TRD ALPHA FD I
FIRST TR EXCH TRD ALPHA FD I. Institutional holdings reported to the SEC.

Institutional Holders (2014Q4)
Portfolio Summary: 11 Institutional holders with a total value of $2,847,301.
#
Manager Name
Shares
Value ($)
%
Options
Notes
1 SUSQUEHANNA INTERNATIONAL GROUP, LLP 41,288 1,326,000 46.57%
2 MORGAN STANLEY 20,681 664,000 23.32%
3 ROYAL BANK OF CANADA 12,532 402,000 14.12%
4 STIFEL FINANCIAL CORP 9,605 309,000 10.85%
5 LADENBURG THALMANN FINANCIAL SERVICES INC. 1,504 48,000 1.69%
6 WFG Advisors, LP 1,214 39,000 1.37%
7 UBS Group AG 809 26,000 0.91%
8 BANK OF AMERICA CORP /DE/ 511 16,000 0.56%
9 D.A. DAVIDSON & CO. 400 12,000 0.42%
10 Simplicity Solutions, LLC 165 5,301 0.19%
11 Parallax Volatility Advisers, L.P. 1 0 0.00%

From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.