Dark
Light
System
Security
FIRST TR EXCH TRD ALPHA FD I
FIRST TR EXCH TRD ALPHA FD I. Institutional holdings reported to the SEC.

Institutional Holders (2016Q2)
Portfolio Summary: 16 Institutional holders with a total value of $3,652,000.
#
Manager Name
Shares
Value ($)
%
Options
Notes
1 Frontier Wealth Management LLC 31,084 994,000 27.22%
2 Virtu KCG Holdings LLC 22,223 711,000 19.47%
3 JANE STREET GROUP, LLC 19,628 628,000 17.20%
4 AUSDAL FINANCIAL PARTNERS, INC. 12,395 397,000 10.87%
5 STIFEL FINANCIAL CORP 10,593 339,000 9.28%
6 MORGAN STANLEY 6,402 205,000 5.61%
7 IFP ADVISORS, INC 2,750 88,000 2.41%
8 WFG Advisors, LP 2,490 80,000 2.19%
9 UBS Group AG 2,198 70,000 1.92%
10 ROYAL BANK OF CANADA 1,200 38,000 1.04%
11 D.A. DAVIDSON & CO. 1,000 31,000 0.85%
12 BANK OF AMERICA CORP /DE/ 674 22,000 0.60%
13 LADENBURG THALMANN FINANCIAL SERVICES INC. 689 22,000 0.60%
14 MSI Financial Services Inc 428 14,000 0.38%
15 Tower Research Capital LLC (TRC) 401 13,000 0.36%
16 Parallax Volatility Advisers, L.P. 1 0 0.00%

From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.