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FIRST TR EXCH TRD ALPHA FD I
FIRST TR EXCH TRD ALPHA FD I. Institutional holdings reported to the SEC.

Institutional Holders (2015Q4)
Portfolio Summary: 12 Institutional holders with a total value of $2,821,000.
#
Manager Name
Shares
Value ($)
%
Options
Notes
1 Frontier Wealth Management LLC 30,200 1,001,000 35.48%
2 AUSDAL FINANCIAL PARTNERS, INC. 12,395 411,000 14.57%
3 JANE STREET GROUP, LLC 11,252 373,000 13.22%
4 CITADEL ADVISORS LLC 10,906 363,000 12.87%
5 STIFEL FINANCIAL CORP 9,081 301,000 10.67%
6 MORGAN STANLEY 4,617 153,000 5.42%
7 WFG Advisors, LP 2,178 72,000 2.55%
8 ROYAL BANK OF CANADA 1,536 51,000 1.81%
9 D.A. DAVIDSON & CO. 1,300 43,000 1.52%
10 BANK OF AMERICA CORP /DE/ 949 31,000 1.10%
11 LADENBURG THALMANN FINANCIAL SERVICES INC. 651 22,000 0.78%
12 Parallax Volatility Advisers, L.P. 1 0 0.00%

From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.