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FIRST TR EXCH TRD ALPHA FD I
FIRST TR EXCH TRD ALPHA FD I. Institutional holdings reported to the SEC.

Institutional Holders (2016Q1)
Portfolio Summary: 16 Institutional holders with a total value of $3,613,000.
#
Manager Name
Shares
Value ($)
%
Options
Notes
1 Frontier Wealth Management LLC 31,084 999,000 27.65%
2 Virtu KCG Holdings LLC 15,534 501,000 13.87%
3 JANE STREET GROUP, LLC 15,278 496,000 13.73%
4 AUSDAL FINANCIAL PARTNERS, INC. 12,395 398,000 11.02%
5 STIFEL FINANCIAL CORP 10,560 340,000 9.41%
6 CITADEL ADVISORS LLC 8,884 288,000 7.97%
7 MORGAN STANLEY 6,773 218,000 6.03%
8 UBS Group AG 2,603 84,000 2.32%
9 IFP ADVISORS, INC 2,550 82,000 2.27%
10 WFG Advisors, LP 2,280 74,000 2.05%
11 ROYAL BANK OF CANADA 1,200 39,000 1.08%
12 D.A. DAVIDSON & CO. 1,000 32,000 0.89%
13 BANK OF AMERICA CORP /DE/ 949 31,000 0.86%
14 LADENBURG THALMANN FINANCIAL SERVICES INC. 652 21,000 0.58%
15 Tower Research Capital LLC (TRC) 301 10,000 0.28%
16 Parallax Volatility Advisers, L.P. 1 0 0.00%

From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.