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FIRST TR EXCH TRD ALPHA FD I
FIRST TR EXCH TRD ALPHA FD I. Institutional holdings reported to the SEC.

Institutional Holders (2015Q2)
Portfolio Summary: 11 Institutional holders with a total value of $2,732,608.
#
Manager Name
Shares
Value ($)
%
Options
Notes
1 SUSQUEHANNA INTERNATIONAL GROUP, LLP 35,845 1,282,000 46.91%
2 MORGAN STANLEY 13,657 488,000 17.86%
3 STIFEL FINANCIAL CORP 11,084 396,000 14.49%
4 Frontier Wealth Management LLC 8,375 299,000 10.94%
5 ROYAL BANK OF CANADA 2,461 88,000 3.22%
6 LADENBURG THALMANN FINANCIAL SERVICES INC. 1,922 69,000 2.53%
7 WFG Advisors, LP 1,520 54,000 1.98%
8 D.A. DAVIDSON & CO. 1,300 46,000 1.68%
9 BANK OF AMERICA CORP /DE/ 275 10,000 0.37%
10 Simplicity Solutions, LLC 17 608 0.02%
11 Parallax Volatility Advisers, L.P. 1 0 0.00%

From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.