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FIRST TR EXCH TRD ALPHA FD I
FIRST TR EXCH TRD ALPHA FD I. Institutional holdings reported to the SEC.

Institutional Holders (2014Q3)
Portfolio Summary: 9 Institutional holders with a total value of $1,850,000.
#
Manager Name
Shares
Value ($)
%
Options
Notes
1 SUSQUEHANNA INTERNATIONAL GROUP, LLP 18,560 664,000 35.89%
2 MORGAN STANLEY 15,649 560,000 30.27%
3 STIFEL FINANCIAL CORP 10,115 362,000 19.57%
4 ROYAL BANK OF CANADA 4,317 155,000 8.38%
5 LADENBURG THALMANN FINANCIAL SERVICES INC. 1,490 53,000 2.86%
6 WFG Advisors, LP 660 24,000 1.30%
7 D.A. DAVIDSON & CO. 400 14,000 0.76%
8 BANK OF AMERICA CORP /DE/ 391 14,000 0.76%
9 Tower Research Capital LLC (TRC) 100 4,000 0.22%

From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.