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FIRST TR EXCH TRD ALPHA FD I
FIRST TR EXCH TRD ALPHA FD I. Institutional holdings reported to the SEC.

Institutional Holders (2015Q3)
Portfolio Summary: 10 Institutional holders with a total value of $2,126,000.
#
Manager Name
Shares
Value ($)
%
Options
Notes
1 Frontier Wealth Management LLC 27,975 896,000 42.14%
2 MORGAN STANLEY 14,051 450,000 21.17%
3 STIFEL FINANCIAL CORP 9,184 294,000 13.83%
4 CITADEL ADVISORS LLC 7,149 229,000 10.77%
5 LADENBURG THALMANN FINANCIAL SERVICES INC. 2,004 64,000 3.01%
6 BANK OF AMERICA CORP /DE/ 1,695 54,000 2.54%
7 WFG Advisors, LP 1,522 49,000 2.30%
8 ROYAL BANK OF CANADA 1,536 49,000 2.30%
9 D.A. DAVIDSON & CO. 1,300 41,000 1.93%
10 Parallax Volatility Advisers, L.P. 1 0 0.00%

From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.