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FIRST TR EXCH TRD ALPHA FD I
FIRST TR EXCH TRD ALPHA FD I. Institutional holdings reported to the SEC.

Institutional Holders (2016Q3)
Portfolio Summary: 16 Institutional holders with a total value of $4,565,000.
#
Manager Name
Shares
Value ($)
%
Options
Notes
1 Parallax Volatility Advisers, L.P. 1 0 0.00%
2 Tower Research Capital LLC (TRC) 301 11,000 0.24%
3 MSI Financial Services Inc 425 15,000 0.33%
4 BANK OF AMERICA CORP /DE/ 731 26,000 0.57%
5 D.A. DAVIDSON & CO. 1,000 34,000 0.74%
6 LADENBURG THALMANN FINANCIAL SERVICES INC. 2,145 75,000 1.64%
7 UBS Group AG 2,335 82,000 1.80%
8 IFP ADVISORS, INC 2,500 87,000 1.91%
9 WFG Advisors, LP 2,643 93,000 2.04%
10 MORGAN STANLEY 5,176 181,000 3.96%
11 CITADEL ADVISORS LLC 9,313 325,000 7.12%
12 STIFEL FINANCIAL CORP 10,855 382,000 8.37%
13 AUSDAL FINANCIAL PARTNERS, INC. 11,985 419,000 9.18%
14 Virtu KCG Holdings LLC 22,614 793,000 17.37%
15 JANE STREET GROUP, LLC 27,992 989,000 21.66%
16 Frontier Wealth Management LLC 30,123 1,053,000 23.07%

From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.