| # | % | |||||
|---|---|---|---|---|---|---|
| 1 | GOLDMAN SACHS GROUP INC | 2,777,000 | 3,752,000 | 59.93% | PRN | |
| 2 | DEUTSCHE BANK AG\ | 1,127,000 | 1,527,000 | 24.39% | PRN | |
| 3 | Investors Capital Advisory Services | 466,000 | 631,000 | 10.08% | ||
| 4 | Creative Planning | 56,000 | 76,000 | 1.21% | PRN | |
| 5 | D.A. DAVIDSON & CO. | 51,000 | 67,000 | 1.07% | ||
| 6 | MSI Financial Services Inc | 46,000 | 62,000 | 0.99% | ||
| 7 | LPL Financial LLC | 45,000 | 60,000 | 0.96% | ||
| 8 | Wellesley Asset Management | 28,906 | 39,184 | 0.63% | PRN | |
| 9 | MANAGED ACCOUNT ADVISORS LLC | 20,000 | 27,000 | 0.43% | PRN | |
| 10 | BANK OF AMERICA CORP /DE/ | 14,000 | 19,000 | 0.30% | PRN |
From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.
