| # | % | |||||
|---|---|---|---|---|---|---|
| 1 | GOLDMAN SACHS GROUP INC | 6,443,000 | 7,554,000 | 82.17% | PRN | |
| 2 | DEUTSCHE BANK AG\ | 687,000 | 816,000 | 8.88% | PRN | |
| 3 | Investors Capital Advisory Services | 361,000 | 428,000 | 4.66% | ||
| 4 | Creative Planning | 99,000 | 117,000 | 1.27% | PRN | |
| 5 | LPL Financial LLC | 90,000 | 99,000 | 1.08% | ||
| 6 | D.A. DAVIDSON & CO. | 51,000 | 60,000 | 0.65% | ||
| 7 | MSI Financial Services Inc | 46,000 | 55,000 | 0.60% | ||
| 8 | Wellesley Asset Management | 24,905 | 29,584 | 0.32% | PRN | |
| 9 | New England Investment & Retirement Group, Inc. | 15,000 | 18,000 | 0.20% | ||
| 10 | BANK OF AMERICA CORP /DE/ | 14,000 | 17,000 | 0.18% | PRN |
From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.
