| # | % | |||||
|---|---|---|---|---|---|---|
| 1 | GOLDMAN SACHS GROUP INC | 5,344,000 | 6,676,000 | 79.73% | PRN | |
| 2 | DEUTSCHE BANK AG\ | 710,000 | 881,000 | 10.52% | PRN | |
| 3 | Investors Capital Advisory Services | 422,000 | 523,000 | 6.25% | ||
| 4 | Creative Planning | 54,000 | 67,000 | 0.80% | PRN | |
| 5 | D.A. DAVIDSON & CO. | 51,000 | 65,000 | 0.78% | ||
| 6 | MSI Financial Services Inc | 46,000 | 57,000 | 0.68% | ||
| 7 | LPL Financial LLC | 45,000 | 55,000 | 0.66% | ||
| 8 | Wellesley Asset Management | 26,064 | 32,357 | 0.39% | PRN | |
| 9 | BANK OF AMERICA CORP /DE/ | 14,000 | 17,000 | 0.20% | PRN |
From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.
